JB
Joseph F. Bishop
THRIVENT INVESTMENT MANAGEMENT
Nashville, TN 37209
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CRD#: 5777154
JB
Professional summary
Joseph Furman Bishop, who also goes by Joe Bishop, is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Nashville, Tennessee.
Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Joseph has worked at 9 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joe Bishop
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
EQUITABLE HOLDINGS, INC. POSITION: (Former) Financial Consultant NATURE: Financial Services and Insurance Company INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/16/2018 ADDRESS: 1345 Avenue of the Americas, New York NY 10105, United States DESCRIPTION: Receive trail commissions on prior sales. No longer servicing or selling products directly with Equitable?.
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Furman Bishop's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Joseph Furman Bishop's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 31, 2024 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 4900 Centennial Blvd Suite 204, Nashville, TN 37209RIA
BD
CRD#: 18387
Nashville, TN
Current
May 31, 2024 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 4900 Centennial Blvd Suite 204, Nashville, TN 37209RIA
BD
CRD#: 18387
Nashville, TN
Past
May 18, 2022 - February 15, 2024
LPL FINANCIAL LLC
RIA
CRD#: 6413
FRANKLIN, TN
Past
May 18, 2022 - February 15, 2024
LPL FINANCIAL LLC
BD
CRD#: 6413
FRANKLIN, TN
Past
January 6, 2022 - May 18, 2022
CUNA BROKERAGE SERVICES, INC.
RIA
CRD#: 13941
Franklin, TN
Past
December 17, 2021 - May 18, 2022
CUNA BROKERAGE SERVICES, INC.
BD
CRD#: 13941
Franklin, TN
Past
December 26, 2019 - December 10, 2021
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
NASHVILLE, TN
Past
July 2, 2018 - December 10, 2021
CETERA INVESTMENT SERVICES LLC
BD
CRD#: 15340
FRANKLIN, TN
Past
May 6, 2015 - March 29, 2016
CURIAN CAPITAL, LLC
RIA
CRD#: 120270
FRANKLIN, TN
Past
May 6, 2015 - May 16, 2018
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
BD
CRD#: 40178
FRANKLIN, TN
Past
December 15, 2014 - April 27, 2015
WADDELL & REED
RIA
CRD#: 866
COLUMBIA, SC
Past
December 8, 2014 - April 27, 2015
WADDELL & REED
BD
CRD#: 866
COLUMBIA, SC
Past
July 20, 2010 - December 10, 2014
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
GREENVILLE, SC
Past
June 25, 2010 - December 10, 2014
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
GREENVILLE, SC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/9/2025)
RR
Arkansas(6/9/2025)
RR
Colorado(6/30/2025)
RR
Georgia(6/9/2025)
RR
Kentucky(6/9/2025)
RR
North Carolina(6/9/2025)
RR
South Carolina(6/9/2025)
IAR
Tennessee(5/31/2024)
RR
Tennessee(6/3/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
THRIVENT INVESTMENT MANAGEMENT INC.
CRD#: 18387Nashville, TN 37209TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
