WM
William B. Murdock
COMERICA SECURITIES
DETROIT, MI 48226
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CRD#: 5777100
WM
Professional summary
William B Murdock, who also goes by Bill Murdock, is a registered financial professional currently at COMERICA SECURITIES located in Detroit, Michigan.
William is registered as a RR (Registered Representative) and started their career in finance in 2010. William has worked at 2 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Bill Murdock
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MURDOCK HOLDINGS, LLC, NON INVESTMENT RELATED, 755 WADDINGTON, BLOOMFIELD HILLS, MI 48301, PASSIVE INVESTMENTS, NO RESPONSIBILITIES, PASSIVE INVESTMENTS HELD FOR TAX REASONS, STARTED 2007-PRESENT, 0 HOURS PER WEEK, O DURING SECURITIES TRADING HOURS, HOLDS PASSIVE INVESTMENT FOR TAX REASONS.
CRS (Client Relationship Summary) - BD
Click below to view William B Murdock's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 29, 2010 - Present
COMERICA SECURITIES
Office #1: 1000 Woodward Ave, Detroit, MI 48226BD
CRD#: 17079
DETROIT, MI
Past
June 16, 2010 - November 21, 2023
COMERICA SECURITIES
RIA
CRD#: 17079
BIRMINGHAM, MI
Past
May 19, 2010 - February 14, 2011
W. Y. CAMPBELL & COMPANY
BD
CRD#: 22688
DETROIT, MI
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Michigan(6/23/2010)
RR
Texas(5/2/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CS
COMERICA SECURITIES
ADVANTAGE INVESTMENT SERVICE | MANUBANK INVESTMENT SERVICES CORPORATION | COMERICA SECURITIES,INC. | COMERICA SECURITIES | COMERCIA SECURITIES
CRD#: 17079 / SEC#: 801-64897, 8-35001
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
1000 Woodward Ave, Detroit, MI 48226
Mailing Address
36455 Corporate Drive Mail Code 3291, Farmington Hills, MI 48331
Phone number
(214) 462-1117
Established
Michigan since 10/10/1985
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
211
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| COMERICA INVESTMENT SERVICES, INC. | SHAREHOLDER | |
| AMOS, NICHOLAS CHARLES | DIRECTOR | 2013807 |
| CARR, JAMES | DIRECTOR | 4353199 |
| MAIER, JOHN BONIFACE | DIRECTOR | 1812378 |
| MURDOCK, WILLIAM B | CEO/PRESIDENT/CHAIRMAN | 5777100 |
| SCHELL, RICHARD EDWARD | DIRECTOR/ SENIOR VICE PRESIDENT/ CCO | 1543415 |
| THAIRANI, POOJA | DIRECTOR/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATIONS OFFICER | 7869698 |
Regulatory assets under management
| Total Number of Accounts | 4,527 |
| AUM (Assets Under Management) | $ 2,385,128,214 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/11/2023 | ||
| 12/05/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
COMERICA SECURITIES
CRD#: 17079Detroit, MI 48226TRUST BUT VERIFY
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