SW
Scott T. Wait
RSW WEALTH MANAGEMENT
RENO, NV 89509
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CRD#: 5777083
SW
Professional summary
Scott Timothy Wait is a registered financial advisor currently at RSW WEALTH MANAGEMENT located in Reno, Nevada.
Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Scott has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
FOLLOWING ARE THE OTHER BUSINESS ACTIVITIES OF MR. SCOTT WAIT: 1) A SHAREHOLDER AND A CPA OF RS WAIT, CHTD, AN ACCOUNTING FIRM IN RENO, NV SINCE FEBRARY 1995. THE NATURE OF BUSINESS IS NOT INVESTMENT-RELATED. MR. WAIT DEVOTES APPROXIMATELY 80 HOURS PER MONTH TO THE ACCOUNTING PRACTICE. HIS DUTIES INCLUDE ACTING IN THE CAPACITY OF A CPA AND PROVIDING ACCOUNING SERVICES TO THE COMPANY'S CLIENTS. 2) A 50% PARTNER IN RJ LLC, A PARTNERSHIP THAT OWNS A COMMERCIAL REAL ESTATE PROPERTY IN RENO, NEVADA SINCE FEBRUARY 1999. THE NATURE OF THE BUSINESS IS NOT INVESTMENT-RELATED. MR. WAIT DEVOTES 10 HOURS PER MONTH TO THIS OTHER BUSINESS ACTIVITY, 8 OF WHICH OCCUR DURING SECURITIES TRADING HOURS. HIS DUTIES INCLUDE: NEGOTIATE LEASE AGREEMENTS WITH TENANTS, DISCUSS MARKETING, PROMOTION AND RENTER CANDIDATES WITH COMMERCIAL PROPERTY BROKER, PREPARE FINANCIAL RECORDS FOR MONTHLY AND YEAR-END REVIEW, PREPARE BILL PAYMENTS FOR ELECTRONIC AND US MAILING, PREPARE TAX RETURNS AND ARRANGE FOR REPAIRS AND MAINTENANCE OF PROPERTY. 3) HEALTH AND LIFE INSURANCE LICENSED AGENT. THE NATURE OF THE BUSINESS IS NOT INVESTMENT-RELATED. HE DEVOTES APPROXIMATELY 2 HOURS PER MONTH TO HIS ACTIVITIES AS A LICENSED INSURANCE AGENT. 4) TREASURER FOR QUAIL CORNERS MAINTENANCE ASSOCATION, LAS VEGAS, NV SINCE MARCH OF 2014. THE NATURE OF THE BUSINESS IS A DOMESTIC NONPROFIT CORPORATION AND IS NOT INVESTMENT-RELATED. DUTIES ARE TO PROVIDE PERIODIC FINANCIAL GUIDANCE FOR THE CORPORATION. MR. WAIT SPENDS ONE HOUR PER YEAR IN HIS ROLE AS THE TREASURER.
CRS (Client Relationship Summary) - RIA
Click below to view Scott Timothy Wait's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 19, 2016 - Present
RSW WEALTH MANAGEMENT
Office #1: 6566 S. Mccarran Blvd Suite A, Reno, NV 89509RIA
CRD#: 284240
RENO, NV
Past
April 30, 2010 - November 10, 2015
MCLEAN SECURITIES, LLC
BD
CRD#: 104117
RENO, NV
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Nevada(8/19/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
RW
RSW WEALTH MANAGEMENT
RS WAIT, CHTD. | RSW, CHTD. | RSW WEALTH MANAGEMENT
CRD#: 284240 / SEC#:
Nevada
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Contact information
Main Address
6566 S. Mccarran Blvd Suite A, Reno, NV 89509
Mailing Address
Po Box 10980, Reno, NV 89510-0980
Phone number
(775) 825-7637
Established
Firm type
Fiscal year end
# of Employees
2
Regulatory assets under management
| Total Number of Accounts | 56 |
| AUM (Assets Under Management) | $ 36,530,931 |
Red Flags
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