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SW

Scott T. Wait

RSW WEALTH MANAGEMENT
RENO, NV 89509
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CRD#: 5777083
SW

Professional summary


Scott Timothy Wait is a registered financial advisor currently at RSW WEALTH MANAGEMENT located in Reno, Nevada.

Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Scott has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Scott Timothy Wait's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

August 19, 2016 - Present

RSW WEALTH MANAGEMENT

Office #1: 6566 S. Mccarran Blvd Suite A, Reno, NV 89509
RIA
CRD#: 284240
RENO, NV
Past

April 30, 2010 - November 10, 2015

MCLEAN SECURITIES, LLC

BD
CRD#: 104117
RENO, NV

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Nevada
(8/19/2016)

Exams


State Security Law Exam
IAR
Series 65
Date: 6/8/2016
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


RW
RSW WEALTH MANAGEMENT
RS WAIT, CHTD. | RSW, CHTD. | RSW WEALTH MANAGEMENT

CRD#: 284240 / SEC#:

Nevada
Registered Investment Advisory firm - (8/19/2016 Approved)
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Contact information


Main Address
6566 S. Mccarran Blvd Suite A, Reno, NV 89509
Mailing Address
Po Box 10980, Reno, NV 89510-0980
Phone number
(775) 825-7637
Established
Firm type
Fiscal year end
# of Employees
2

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts77
AUM (Assets Under Management)$ 51,018,049

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


RSW WEALTH MANAGEMENT

CRD#: 284240Reno, NV 89509

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