Lisa Cash-doherty

FIDELITY INSTITUTIONAL WEALTH ADVISER LLC

ATTLEBORO, MA

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CRD#: 5776574

Professional summary

Lisa Cash-doherty, who also goes by Lisa M Cash, is a registered financial advisor currently at FIDELITY INSTITUTIONAL WEALTH ADVISER LLC located in Attleboro, Massachusetts and NATIONAL FINANCIAL SERVICES LLC located in Smithfield, Rhode Island.

Lisa is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2024. Lisa has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Lisa M Cash

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lisa Cash-doherty's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 9, 2024 - Present

FIDELITY INSTITUTIONAL WEALTH ADVISER LLC

Office #2: 500 Salem Street, Smithfield, RI 02917

RIA

CRD#: 301896

ATTLEBORO, MA

Current

April 12, 2024 - Present

NATIONAL FINANCIAL SERVICES LLC

Office #1: 500 Salem Street, Smithfield, RI 02917

CRD#: 13041

Smithfield, RI

Current

June 4, 2024 - Present

FIDELITY BROKERAGE SERVICES LLC

Office #1: 500 Salem Street, Smithfield, RI 02917

CRD#: 7784

Smithfield, RI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FIDELITY INSTITUTIONAL WEALTH ADVISER LLC

FIDELITY INSTITUTIONAL AM | FIDELITY INSTITUTIONAL WEALTH ADVISER LLC

CRD#: 301896 / SEC#: 801-116860

RIA

Registered Investment Advisory firm - (6/28/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Massachusetts
(8/8/2024)

IAR

Massachusetts
(8/13/2024)

Rhode Island
(8/8/2024)

IAR

Rhode Island
(8/9/2024)

Texas
(8/8/2024)

IAR

Texas
(8/9/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/26/2024

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 4/11/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 3/8/2024

Securities Industry Essentials Examination

SRO Registrations

Cboe C2 Exchange, Inc.

SRO Registrations

Cboe Exchange, Inc.

SRO Registrations

FINRA

SRO Registrations

NYSE American LLC

SRO Registrations

NYSE Arca, Inc.

SRO Registrations

Nasdaq BX, Inc.

SRO Registrations

Nasdaq ISE, LLC

SRO Registrations

Nasdaq PHLX LLC

SRO Registrations

Nasdaq Stock Market

SRO Registrations

New York Stock Exchange

Current Firm

FIDELITY INSTITUTIONAL WEALTH ADVISER LLC

FIDELITY INSTITUTIONAL AM | FIDELITY INSTITUTIONAL WEALTH ADVISER LLC

CRD#: 301896 / SEC#: 801-116860

RIA

Registered Investment Advisory firm - (6/28/2019 Approved)

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Contact information

Main Address

245 Summer Street, Boston, MA 02210

Mailing Address

Phone number

(617) 563-7000

Established

Firm type

Fiscal year end

# of Employees

194

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIDELITY INSTITUTIONAL CUSTOM SMAS (6/23/2025)

FIDELITY MANAGED ACCOUNT XCHANGE ESSENTIALS (3/31/2025)

FIDELITY MANAGED ACCOUNT XCHANGE (3/31/2025)

FIDELITY MODEL PORTFOLIO SOLUTIONS (3/31/2025)

Regulatory assets under management

Total Number of Accounts	829
AUM (Assets Under Management)	$ 6,468,261,663

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/25/2025	Cover Page	Report
08/22/2024	Cover Page	Report
10/23/2023	Cover Page	Report
01/26/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Lisa Cash-doherty

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lisa Cash-doherty's CRS (Customer Relationship Summary).

Certified licenses

Experience

NATIONAL FINANCIAL SERVICES LLC

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

FIDELITY INSTITUTIONAL WEALTH ADVISER LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/26/2024

Series 7TO

Date: 4/11/2024

SIE

Date: 3/8/2024

Cboe C2 Exchange, Inc.

Cboe Exchange, Inc.

FINRA

NYSE American LLC

NYSE Arca, Inc.

Nasdaq BX, Inc.

Nasdaq ISE, LLC

Nasdaq PHLX LLC

Nasdaq Stock Market

New York Stock Exchange

Current Firm

FIDELITY INSTITUTIONAL WEALTH ADVISER LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

FIDELITY INSTITUTIONAL WEALTH ADVISER LLC

TRUST BUT VERIFY

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