Jarrod S. Taylor
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jarrod Stewart-spencer Taylor, CFA, who also goes by Jarred Stewart Taylor, was a registered financial professional .
Jarrod is a previously registered financial professional and started their career in finance in 2010. Jarrod had worked at 4 firms and has passed the Series 66, Series 7TO, Series 86, Series 87, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 23, 2023 - March 14, 2024
PLANCORP, LLC
July 12, 2022 - February 27, 2023
STIFEL, NICOLAUS & COMPANY, INCORPORATED
June 29, 2022 - February 27, 2023
STIFEL, NICOLAUS & COMPANY, INCORPORATED
May 18, 2022 - June 16, 2022
SEVERIN INVESTMENTS LLC
February 7, 2011 - December 1, 2021
EDWARD JONES
December 9, 2010 - December 1, 2021
EDWARD JONES
Primary Firm SEC Registration
PLANCORP, LLC
CRD#: 106599 / SEC#: 801-20398
State Registrations and Notice Filings
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Exams
Series 7TO
Date: 7/7/2022
General Securities Representative ExaminationCurrent Firm
PLANCORP, LLC
CRD#: 106599 / SEC#: 801-20398
Contact information
SEC notice filing (32 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,711 |
| AUM (Assets Under Management) | $ 7,294,144,052 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/09/2024 | ||
| 12/07/2023 | ||
| 10/27/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
