Jake S. Yong

BUCK WEALTH STRATEGIES

HONOLULU, HI 96813

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CRD#: 5775836

Professional summary

Jake Soo Yong, who also goes by Soo Joong Yong, is a registered financial advisor currently at BUCK WEALTH STRATEGIES, LLC located in Honolulu, Hawaii and MADISON AVENUE SECURITIES, LLC located in Honolulu, Hawaii.

Jake is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Jake has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Soo Joong Yong

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) E.A. Buck Financial Services; INV RELATED: YES; ADDRESS: 55 MERCHANT STREET, SUITE 2100 HONOLULU, HI 96813; NATURE: INSURANCE AND SECURITIES SALES; POSITION: FINANCIAL ADVSIOR AND INSURANCE AGENT; START DATE: 9/2022; HOURS/MONTH: 160 2)Buck Wealth Strategies: Yes Investment Related; 55 Merchant St Suite 2100, Honolulu HI, 96813; Position:: IAR; State Date 9/2022; 160 Hours a Month 2) NAME: AEWM; INV RELATED: YES; ADDRESS: 2950 SOUTHWEST MCCLURE RD TOPEKA, KS 66614; NATURE: INVESTMENT ADVICE FOR A FEE; POSITION: IAR; START DATE: 12/2019; HOURS/MONTH: 160; TRADING HOURS/MONTH: 160; DUTIES: INVESTMENT ADVISOR REPRESENTATIVE

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jake Soo Yong's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 13, 2022 - Present

BUCK WEALTH STRATEGIES, LLC

Office #1: 55 Merchant St. Suite 2100, Honolulu, HI 96813

RIA

CRD#: 322138

HONOLULU, HI

Current

September 13, 2022 - Present

MADISON AVENUE SECURITIES, LLC

Office #1: 55 Merchant Street Suite 2100, Honolulu, HI 96813

RIA

CRD#: 23224

Honolulu, HI

Past

August 26, 2019 - September 15, 2022

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

Honolulu, HI

Past

April 19, 2017 - September 15, 2022

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Honolulu, HI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BUCK WEALTH STRATEGIES, LLC

BUCK WEALTH STRATEGIES, LLC | JOHN INGRAHAM, LLC | E. A. BUCK FINANCIAL SERVICES

CRD#: 322138 / SEC#: 801-126075

RIA

Registered Investment Advisory firm - (7/12/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Hawaii
(9/13/2022)

IAR

Hawaii
(9/13/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/17/2018

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/19/2017

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

BUCK WEALTH STRATEGIES, LLC

BUCK WEALTH STRATEGIES, LLC | JOHN INGRAHAM, LLC | E. A. BUCK FINANCIAL SERVICES

CRD#: 322138 / SEC#: 801-126075

RIA

Registered Investment Advisory firm - (7/12/2022 Approved)

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Contact information

Main Address

4600 S. Syracuse Street Suite 650, Denver, CO 80237

Mailing Address

Phone number

(888) 210-6567

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (28 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A BROCHURE (8/11/2025)

Regulatory assets under management

Total Number of Accounts	3,982
AUM (Assets Under Management)	$ 565,377,646

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/03/2024	Cover Page	Report
01/26/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jake S. Yong

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jake Soo Yong's CRS (Customer Relationship Summary).

Certified licenses

Experience

MADISON AVENUE SECURITIES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

BUCK WEALTH STRATEGIES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/17/2018

SIE

Date: 10/1/2018

Series 7

Date: 4/19/2017

FINRA

Current Firm

BUCK WEALTH STRATEGIES, LLC

Contact information

SEC notice filing (28 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

BUCK WEALTH STRATEGIES, LLC

TRUST BUT VERIFY

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