Jia Wei Chen
Professional summary
Jia Wei Chen, who also goes by Jia Wei Chen, Kevin Chen, Jia Wei Kevin Chen, is a registered financial professional currently at CAPITAL CLIENT GROUP, INC. located in New York, New York.
Jia Wei is registered as a RR (Registered Representative) and started their career in finance in 2010. Jia Wei has worked at 3 firms and has passed the Series 63, Series 7TO, SIE and Series 6 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jia Wei Chen's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 29, 2026 - Present
CAPITAL CLIENT GROUP, INC.
Office #1: 399 Park Ave. 39th Floor, New York, NY, 10022January 18, 2019 - August 12, 2019
GUGGENHEIM FUNDS DISTRIBUTORS, LLC
May 4, 2010 - September 22, 2010
CHASE INVESTMENT SERVICES CORP.
Primary Firm SEC Registration
CAPITAL CLIENT GROUP, INC.
CRD#: 6247 / SEC#: 801-77946, 8-17168
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 6/29/2026
General Securities Representative ExaminationFINRA
Current Firm
CAPITAL CLIENT GROUP, INC.
CRD#: 6247 / SEC#: 801-77946, 8-17168
Contact information
SEC notice filing (24 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CAPITAL RESEARCH AND MANAGEMENT COMPANY | STOCKHOLDER | |
| AGUILAR, ALBERT JR | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT, DIRECTOR | 5106724 |
| BURTON, RENE MARGARET | TREASURER, FINANCIAL OPERATIONS PRINCIPAL, VICE PRESIDENT, DIRECTOR | 1956766 |
| MCHALE, TIMOTHY WILLIAM | SECRETARY | 4244021 |
| O'CONNOR, MATTHEW PHILIP | CHAIRMAN & CHIEF EXECUTIVE OFFICER, DIRECTOR | 2427203 |
| PIKEN, KEITH ALAN | SENIOR VICE PRESIDENT, DIRECTOR | 2576730 |
| TRIESSL, MICHAEL JAMES | DIRECTOR | 3060797 |
Red Flags
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