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BN

Bond Nthenge

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CRD#: 5775089
BN

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Bond Nthenge, who also goes by Bond Mwendwa Nthenge, James B Nthenge, James Bond Nthenge, was a registered financial professional .

Bond is a previously registered financial professional and started their career in finance in 2011. Bond had worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Bond Mwendwa Nthenge | James B Nthenge | James Bond Nthenge

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

December 19, 2015 - September 6, 2016

JUMPSTART SECURITIES, LLC

BD
CRD#: 156214
ATLANTA, GA
Past

August 31, 2015 - November 4, 2015

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA
CRD#: 149018
NEW YORK, NY
Past

August 30, 2013 - November 4, 2015

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
NEW YORK, NY
Past

October 1, 2012 - August 8, 2013

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY
Past

April 20, 2012 - October 1, 2012

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
NEW YORK, NY
Past

February 16, 2011 - September 28, 2011

NYLIFE SECURITIES LLC

BD
CRD#: 5167
SADDLE BROOK, NJ

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 8/14/2015
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


JS
JUMPSTART SECURITIES, LLC
ARCTIC ISLAND FINANCIAL, LLC | VARASEC | VARA SECURITIES, LLC | JUMPSTART SECURITIES, LLC | FUNDAMERICA SECURITIES, LLC | FUNDAMERICA SECURITIES | FUNDAMERICA

CRD#: 156214 / SEC#: , 8-68773

BD
Terminated by SEC on 05/24/2024
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Contact information


Main Address
Mailing Address
Phone number
Established
Delaware since 12/01/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
FINOVATION SYSTEMS, LLCMEMBER
SELF, JONATHAN ANDREWPRESIDENT, POO, PFO, AMLCO, CCO4497531

Disclosures


Regulatory Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


JUMPSTART SECURITIES, LLC

CRD#: 156214

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