Bruce D. Forrest

AEOLIAN ADVISORS

South Nyack, NY

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CRD#: 5774784

Professional summary

Bruce Darren Forrest is a registered financial advisor currently at AEOLIAN ADVISORS CORPORATION located in South Nyack, New York and YOUNG AMERICA CAPITAL, LLC located in Mamaroneck, New York.

Bruce is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Bruce has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 79 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)NAME OF THE OTHER BUSINESS, B Hudson Inovations LLC f/k/a B D FORREST & COMPANY, INC. 2) INVESTMENT-RELATED: NO. 3) ADDRESS:135 PIERMONT AVENUE, SOUTH NYACK, NY 10960. 4) NATURE OF THE OTHER BUSINESS, PHARMACEUTICAL DEVELOPMENT CONSULTING, PARTNERING AND LICENSING FACILITATION, SCIENTIFIC AND TECHNICAL ADVICE. 5)POSITION/TITLE:PRESIDENT,FOUNDER AND SOLE OWNER. 6)START DATE:02/02/2010 7)HOURS/MONTH:CURRENTLY 140 HOURS PER MONTH. 8)HOURS/MONTH DURING SECURITIES TRADING HOURS: APPROXIMATELY 2-5 9)DUTIES: ALL ACTIVITIES OF THE BUSINESS. 1)NAME OF THE OTHER BUSINESS: AEOLIAN ADVISORS CORPORATION. 2)INVESTMENT-RELATED: YES, INVESTMENT ADVISER REGISTERED IN THE STATE OF NEW YORK. 3)ADDRESS:135 PIERMONT AVENUE, SOUTH NYACK, NY 10960. 4)NATURE: REGISTERED INVESTMENT ADVISOR. 5)POSITION/TITLE:PRESIDENT, FOUNDER AND SOLE OWNER. 6)START DATE:03/08/2013. 7)HOURS/MONTH:20 8)HOURS/MONTH DURING SECURITIES TRADING HOURS:1 9)DUTIES:ALL ACTIVITIES OF THE BUSINESS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bruce Darren Forrest's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 7, 2023 - Present

AEOLIAN ADVISORS CORPORATION

RIA

CRD#: 167526

South Nyack, NY

Current

August 21, 2013 - Present

YOUNG AMERICA CAPITAL, LLC

Office #1: 141 East Boston Post Road, Mamaroneck, NY 10543Office #2: 141 East Boston Post Road, Mamaroneck, NY 10543

CRD#: 150443

Mamaroneck, NY

Past

December 23, 2011 - June 22, 2012

ASCENDIANT CAPITAL MARKETS, LLC

CRD#: 152912

SAN DIEGO, CA

Past

October 18, 2011 - December 21, 2011

VIEWPOINT SECURITIES, LLC

CRD#: 104226

SAN DIEGO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(1/17/2021)

IAR

New York
(8/7/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/13/2012

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/2/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 79

Date: 10/17/2011

Investment Banking Registered Representative Examination

SRO Registrations

FINRA

Current Firm

AEOLIAN ADVISORS CORPORATION

CRD#: 167526 / SEC#:

New York

Registered Investment Advisory firm - (7/30/2013 Approved)

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Contact information

Main Address

South Nyack, NY

Mailing Address

P.o. Box 444, Nyack, NY 10960-0444

Phone number

(845) 353-4353

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Bruce D. Forrest

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bruce Darren Forrest's CRS (Customer Relationship Summary).

Certified licenses

Experience

AEOLIAN ADVISORS CORPORATION

YOUNG AMERICA CAPITAL, LLC

ASCENDIANT CAPITAL MARKETS, LLC

VIEWPOINT SECURITIES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/13/2012

Series 63

Date: 11/2/2011

SIE

Date: 10/1/2018

Series 79

Date: 10/17/2011

FINRA

Current Firm

AEOLIAN ADVISORS CORPORATION

Contact information

Documents

Red Flags

Company Information

AEOLIAN ADVISORS CORPORATION

TRUST BUT VERIFY

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