BA
Blair D. Applegate
KESTRA ADVISORY SERVICES
ALISO VIEJO, CA 92656
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CRD#: 5774739
BA
Professional summary
Blair David Applegate is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Aliso Viejo, California and KESTRA INVESTMENT SERVICES, LLC located in Aliso Viejo, California.
Blair is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Blair has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Pacific Coast Wealth Management Investment Related: Yes Address: 120 Vantis, Suite 300 Aliso Viejo CA 92656 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: President Start Date: 7/24/2015 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Market, solicit, advise clients on investment and retirement accounts including IRAs, Brokerage accounts., Investment Advisory Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Business Name: Pacific Coast Wealth Management, LLC Investment Related: Yes Address: 120 Vantis Suite 300 Aliso Viejo CA 92656 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Chairman and President Start Date: 10/9/2018 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Prospecting, illustrations, sales. Business Name: Laguna Open Beach Volleyball Tournaments POSITION: I am the volunteer assistant director of the tournament. NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 7 START DATE: 12/07/2019 ADDRESS: 105 North Coast Highway, Laguna Beach CA 92651 DESCRIPTION: I volunteer to aid in the organization and running of the tournament. These duties include encouraging donors to make charitable contributions to the City of Laguna Beach Taxpayer EIN and all funds are marked for the benefit of the operation of the tournament including equipment, referrees, player expenses, prize money to players, food, decorations etc. Business Name: Golden States Pops Orchestra Investment Related: No Address: 383 W. 6th Street, #4 San Pedro CA 90731 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.); Other Other/None of the Above Organization, fundraising of charitable donations to the organizations EIN. Discussion of events, agenda, content, productions. Position, Title or Relationship: Board of Directors. Start Date: 12/9/2019 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Serve as Board of Directors to help organize operations, solicit charitable donations and give advice about the events and opearation of organization. ENTERTAINMENT IN MUSIC ASSOCIATION DBA AS GOLDEN STATE POPS ORCHESTRA OR LA FILM ORCHESTRA POSITION: Board of Directors. Vice President NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 7 START DATE: 12/09/2019 ADDRESS: 383 W. 6th Street, #4, San Pedro CA 90731 DESCRIPTION: Serve as Vice President on the Board of Directors to help organize operations, solicit charitable donations and give advice about the events and operation of the organization.
CRS (Client Relationship Summary) - RIA
Click below to view Blair David Applegate's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 18, 2016 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 120 Vantis Suite 300, Aliso Viejo, CA 92656RIA
CRD#: 283330
ALISO VIEJO, CA
Current
July 17, 2015 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 120 Vantis Suite 300, Aliso Viejo, CA 92656BD
CRD#: 42046
Aliso Viejo, CA
Past
July 17, 2015 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
AUSTIN, TX
Past
September 12, 2011 - July 28, 2015
A.G.P. / ALLIANCE GLOBAL PARTNERS
RIA
CRD#: 8361
NEWPORT BEACH, CA
Past
June 3, 2011 - July 28, 2015
A.G.P. / ALLIANCE GLOBAL PARTNERS
BD
CRD#: 8361
NEWPORT BEACH, CA
Past
May 25, 2010 - March 17, 2011
STIRA CAPITAL MARKETS GROUP, LLC
BD
CRD#: 141277
IRVINE, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(11/4/2025)
RR
California(7/17/2015)
IAR
California(4/18/2016)
RR
Connecticut(6/27/2023)
RR
Georgia(7/30/2015)
RR
Kansas(8/19/2015)
RR
Missouri(11/4/2025)
RR
Nebraska(2/16/2016)
RR
Nevada(11/4/2025)
RR
North Carolina(11/4/2025)
RR
North Dakota(11/4/2025)
RR
South Carolina(9/15/2025)
RR
Texas(7/17/2015)
IAR
Texas(7/27/2023)
RR
Utah(11/4/2025)
RR
Washington(7/27/2015)
RR
Wisconsin(11/7/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
