Michael B. Flynn

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CRD#: 5774240

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Michael B Flynn JR, who also goes by Michael B Flynn, Michael Bryan Flynn Jr, Michael Bryan Flynn, Nichael Bryan Flynn Jr, was a registered financial professional .

Michael is a previously registered financial professional and started their career in finance in 2011. Michael had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Michael B Flynn | Michael Bryan Flynn Jr | Michael Bryan Flynn | Nichael Bryan Flynn Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) ATLANTIC WEALTH MANAGEMENT, INVESTMENT RELATED, ADDRESS SAME AS REGISTERED BRANCH, OWNER, FINANCIAL PROFESSIONAL, FINANCIAL ADVISORY SERVICES, INSURANCE SERVICES, 40H/WEEK, SINCE 11/2020. 2) WEST MAIN STREET, INVESTMENT RELATED, HYANNIS, MA, LANDLORD, OWNER, 0H/WEEK, SINCE 02/2019 3) LYMAN LANE, INVESTMENT RELATED, SOUTH YARMOUTH, MA, LANDLORD, OWNER, 0H/WEEK, SINCE 04/2021 4) ATLANTIC PROPERTY HOLDINGS, LLC, INVESTMENT RELATED, PRINCIPAL, OWNER, BUY/SELL REAL ESTATE, DEVELOPMENT, 5H/WEEK, 1H/WEEK DURING TRADING HOURS, SINCE 07/2017. 5) ARM2 PARTNERS, LLC, INVESTMENT RELATED, OWNER, MANAGER, 5H/WEEK, 1H/WEEK DURING TRADING HOURS, SINCE 03/2022. 6) NAME OF OTHER BUSINESS: ASPINET VILLAGE CONDOMINIUM ASSOCIATION TRUST, INVESTMENT RELATED: NO, ADDRESS: 983 INTONI WAY, EASTHAM, MA 20664, NATURE OF BUSINESS: HOA, START DATE: 02/2024, POSITION/TITLE/RELATIONSHIP: TRUSTEE OF HOA, LESS THAN 1 HOUR PER WEEK, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: MANAGER VENDORS (TRASH, REMOVAL, LANDSCAPING, MAINTENANCE);

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

December 21, 2022 - July 14, 2025

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

EAST FALMOUTH, MA

Past

December 15, 2022 - July 14, 2025

CETERA FINANCIAL SPECIALISTS LLC

CRD#: 10358

EAST FALMOUTH, MA

Past

November 17, 2020 - July 25, 2024

THE PATRIOT FINANCIAL GROUP, LLC

RIA

CRD#: 172470

EAST FALMOUTH, MA

Past

November 13, 2020 - December 15, 2022

SECURITIES AMERICA, INC.

CRD#: 10205

EAST FALMOUTH, MA

Past

September 23, 2015 - November 16, 2020

CITIZENS SECURITIES, INC.

RIA

CRD#: 39550

EAST FALMOUTH, MA

Past

September 23, 2015 - November 16, 2020

CITIZENS SECURITIES, INC.

CRD#: 39550

EAST FALMOUTH, MA

Past

August 25, 2015 - September 2, 2015

SANTANDER SECURITIES LLC

RIA

CRD#: 41791

FALMOUTH, MA

Past

March 5, 2015 - September 2, 2015

SANTANDER SECURITIES LLC

CRD#: 41791

FALMOUTH, MA

Past

March 16, 2011 - February 4, 2015

NYLIFE SECURITIES LLC

CRD#: 5167

HYANNIS, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/17/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/13/2010

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/28/2016

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/15/2011

Investment Company Products/Variable Contracts Representative Examination

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael B. Flynn

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CETERA FINANCIAL SPECIALISTS LLC

THE PATRIOT FINANCIAL GROUP, LLC

SECURITIES AMERICA, INC.

CITIZENS SECURITIES, INC.

CITIZENS SECURITIES, INC.

SANTANDER SECURITIES LLC

SANTANDER SECURITIES LLC

NYLIFE SECURITIES LLC

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/17/2015

Series 63

Date: 10/13/2010

SIE

Date: 10/1/2018

Series 7

Date: 6/28/2016

Series 6

Date: 3/15/2011

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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