HP
Harris S. Perlman
HSP CAPITAL
Austin, TX
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CRD#: 5774142
HP
Professional summary
Harris Scott Perlman, who also goes by Harris S Perlman, is a registered financial advisor currently at HSP CAPITAL, LLC located in Austin, Texas.
Harris is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Harris has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Harris S Perlman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I am a member of the board of directors, as well as an investor in, PharmChem, Inc. The company is publicly traded with ticker symbol "PCHM". Its main address is 2411 East Loop 820 N, Fort Worth, TX 76118. PharmChem is not an investment-related business. It provides drug testing products, primarily used by the criminal justice system. I have served on the board since June 2022, and typically devote approximately two to four hours per month to the position. My duties, which I share with the rest of the company's board of directors, involve strategic governance and oversight of the company.
CRS (Client Relationship Summary) - RIA
Click below to view Harris Scott Perlman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 5, 2022 - Present
HSP CAPITAL, LLC
RIA
CRD#: 323590
Austin, TX
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(12/5/2022)
Exams
Current Firm
HC
HSP CAPITAL, LLC
HSP CAPITAL, LLC
CRD#: 323590 / SEC#:
Texas
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Contact information
Main Address
Austin, TX
Mailing Address
Phone number
(609) 947-4110
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 6 |
| AUM (Assets Under Management) | $ 8,896,260 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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