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EA

Eiad S. Asbahi

Some features on this profile are disabled
CRD#: 5773962
EA

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Eiad Salahi Asbahi, CFA, who also goes by Eiad S. Asbahi, was a registered financial professional .

Eiad is a previously registered financial professional and started their career in finance in 2014. Eiad had worked at 1 firm and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Eiad S. Asbahi

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
PRESCIENCE CAPITAL, LLC, 08/2012, BATON ROUGE, LA, GENERAL PARTNER TO PRIVATE FUND, MANAGER, INVESTMENT RELATED, APPROXIMATE 1 HOUR PER MONTH, NOT DURING TRADING HOURS PRESCIENCE POINT CAPITAL, LLC, 10/2022, BATON ROUGE, LA, GENERAL PARTNER TO PRIVATE FUND, MANAGER INVESTMENT RELATED, APPROXIMATE 1 HOUR PER MONTH, NOT DURING TRADING HOURS ARMOR HOLDINGS LLC, MANAGING MEMBER, BATON ROUGE, LA, HOLDING COMPANY FOR PRESCIENCE POINT CAPITAL MANAGEMENT, LLC, APPROXIMATE 0 HOURS PER MONTH, NOT INVESTMENT RELATED

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFA

Chartered Financial Analyst

Experience

Past

June 3, 2022 - December 31, 2024

PRESCIENCE POINT CAPITAL MANAGEMENT LLC

RIA
CRD#: 152721
BATON ROUGE, LA
Past

October 20, 2014 - May 3, 2021

PRESCIENCE POINT CAPITAL MANAGEMENT LLC

RIA
CRD#: 152721
BATON ROUGE, LA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 3/25/2010
Uniform Investment Adviser Law Examination

Current Firm

PP
PRESCIENCE POINT CAPITAL MANAGEMENT LLC
PRESCIENCE INVESTMENT GROUP, LLC | PRESCIENCE POINT CAPITAL MANAGEMENT LLC

CRD#: 152721 / SEC#: 802-120865

Louisiana
Registered Investment Advisory firm - (12/31/2024 Failure to Renew)
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Contact information

Main Address
1670 Lobdell Avenue Suite 200, Baton Rouge, LA 70806
Mailing Address
Phone number
(225) 341-5565
Established
Firm type
Fiscal year end
# of Employees

Documents

Latest Form ADV

Exempt reporting advisers

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.
SEC / JURISDICTIONREPORTING STATUSEFFECTIVE DATE
SECERA - Withdrawn3/28/2022
LouisianaERA - Active4/25/2025

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PRESCIENCE POINT CAPITAL MANAGEMENT LLC

CRD#: 152721

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