Corey A. Mclaren
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Corey Andrew Mclaren was a registered financial professional .
Corey is a previously registered financial professional and started their career in finance in 2010. Corey had worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 25, 2020 - June 30, 2022
SPEARHEAD CAPITAL ADVISORS, LLC
October 22, 2015 - April 13, 2016
CG CAPITAL MARKETS, LLC
April 2, 2014 - November 9, 2015
PATRICK CAPITAL MARKETS, LLC
April 26, 2010 - August 7, 2012
COVENTRY SECURITIES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SPEARHEAD CAPITAL ADVISORS, LLC
CRD#: 161131 / SEC#: 801-108482
Contact information
Regulatory assets under management
| Total Number of Accounts | 567 |
| AUM (Assets Under Management) | $ 1,893,012,408 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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