Alfredo Scialabba
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alfredo Scialabba was a registered financial professional .
Alfredo is a previously registered financial professional and started their career in finance in 2010. Alfredo had worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 87, Series 86 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 5, 2021 - October 18, 2022
MAXIM FINANCIAL ADVISORS LLC
October 1, 2020 - October 18, 2022
MAXIM GROUP LLC
November 6, 2017 - July 14, 2020
OSCAR GRUSS & SON INCORPORATED
November 18, 2013 - October 19, 2017
FBN SECURITIES, INC.
May 20, 2011 - December 5, 2013
GFI SECURITIES LLC
May 13, 2010 - May 12, 2011
MILLER TABAK + CO., LLC
Primary Firm SEC Registration
MAXIM FINANCIAL ADVISORS LLC
CRD#: 139366 / SEC#: 801-66147
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MAXIM FINANCIAL ADVISORS LLC
CRD#: 139366 / SEC#: 801-66147
Contact information
SEC notice filing (24 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 753 |
| AUM (Assets Under Management) | $ 396,466,473 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/27/2025 | ||
| 09/17/2024 | ||
| 12/19/2023 | ||
| 01/24/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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