Joshua Johnson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joshua Johnson, who also goes by Josh Johnson, was a registered financial professional .
Joshua is a previously registered financial professional and started their career in finance in 2010. Joshua had worked at 2 firms and has passed the Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 24, 2010 - November 8, 2012
AUTOMATED TRADING DESK BROKERAGE SERVICES, LLC
May 24, 2010 - November 27, 2013
CITI ORDER ROUTING AND EXECUTION, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 7/9/2010
Limited Representative-Equity Trader ExamCurrent Firm
AUTOMATED TRADING DESK BROKERAGE SERVICES, LLC
CRD#: 36000 / SEC#: , 8-46998
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
