Juan J. Guevara

J.F. WILLIAMS CO.

Denver, CO 80203

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CRD#: 5772978

Professional summary

Juan Jose Guevara, CFP®, who also goes by Juan J Guevara, is a registered financial advisor currently at J.F. WILLIAMS CO., INC. located in Denver, Colorado.

Juan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Juan has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

What are your service offerings?

Comprehensive Financial Planni...

Investment Planning

Retirement Planning

Life Transitions

Budgeting

Tax Planning

Estate Planning

What is your minimum asset requirement?

Are you a "fiduciary"?

Yes

Aliases

Juan J Guevara

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Juan Jose Guevara's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2016

Experience

Current

January 29, 2016 - Present

J.F. WILLIAMS CO., INC.

Office #1: 1120 Lincoln Street Suite 1603, Denver, CO 80203

RIA

CRD#: 113569

Denver, CO

Past

April 22, 2014 - December 9, 2015

CUNA BROKERAGE SERVICES, INC.

RIA

CRD#: 13941

LANCASTER, CA

Past

April 21, 2014 - December 9, 2015

CUNA BROKERAGE SERVICES, INC.

CRD#: 13941

LANCASTER, CA

Past

January 8, 2013 - April 9, 2014

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

VAN NUYS, CA

Past

January 8, 2013 - April 9, 2014

J.P. MORGAN SECURITIES LLC

CRD#: 79

VAN NUYS, CA

Past

November 5, 2012 - December 20, 2012

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

BURBANK, CA

Past

October 1, 2012 - October 3, 2012

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

PANORAMA CITY, CA

Past

October 1, 2012 - October 3, 2012

J.P. MORGAN SECURITIES LLC

CRD#: 79

PANORAMA CITY, CA

Past

August 1, 2011 - October 1, 2012

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

PANORAMA CITY, CA

Past

April 13, 2010 - October 1, 2012

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

PANORAMA CITY, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

J.F. WILLIAMS CO., INC.

CRD#: 113569 / SEC#: 801-96243

RIA

Registered Investment Advisory firm - (5/11/2015 Approved)

Colorado

Registered Investment Advisory firm - (6/5/2015 Terminated)

Louisiana

Registered Investment Advisory firm - (12/31/2006 Terminated)

Texas

Registered Investment Advisory firm - (5/26/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(1/29/2016)

IAR

Texas
(3/18/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/29/2011

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 4/17/2010

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/9/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/9/2011

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/12/2010

Investment Company Products/Variable Contracts Representative Examination

Current Firm

J.F. WILLIAMS CO., INC.

CRD#: 113569 / SEC#: 801-96243

RIA

Registered Investment Advisory firm - (5/11/2015 Approved)

Colorado

Registered Investment Advisory firm - (6/5/2015 Terminated)

Louisiana

Registered Investment Advisory firm - (12/31/2006 Terminated)

Texas

Registered Investment Advisory firm - (5/26/2015 Terminated)

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Contact information

Main Address

1120 Lincoln Street Suite 1603, Denver, CO 80203

Mailing Address

Phone number

(303) 753-4506

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

JF WILLIAMS CO FIRM BROCHURE (7/17/2025)

Regulatory assets under management

Total Number of Accounts	489
AUM (Assets Under Management)	$ 251,546,094

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Advisor Monitoring

Firm Stability Insights

Juan J. Guevara

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Juan Jose Guevara's CRS (Customer Relationship Summary).

Certified licenses

Experience

CUNA BROKERAGE SERVICES, INC.

CUNA BROKERAGE SERVICES, INC.

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

FIDELITY BROKERAGE SERVICES LLC

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

Primary Firm SEC Registration

J.F. WILLIAMS CO., INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 7/29/2011

Series 63

Date: 4/17/2010

SIE

Date: 12/9/2015

Series 7

Date: 7/9/2011

Series 6

Date: 4/12/2010

Current Firm

J.F. WILLIAMS CO., INC.

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

J.F. WILLIAMS CO., INC.

TRUST BUT VERIFY

Contact information

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