John D. Farnsworth
Professional summary
John David Farnsworth, who also goes by John D Farnsworth, is a registered financial professional currently at DRW EXECUTION SERVICES, LLC located in Chicago, Illinois.
John is registered as a RR (Registered Representative) and started their career in finance in 2013. John has worked at 4 firms and has passed the Series 57TO, SIE and Series 56 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John David Farnsworth's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 19, 2019 - Present
DRW EXECUTION SERVICES, LLC
Office #1: 540 W. Madison St. Suite 2500, Chicago, IL 60661February 21, 2019 - October 17, 2019
RQD* CLEARING, LLC
February 10, 2017 - October 17, 2019
VOLANT LIQUIDITY, LLC
December 3, 2013 - January 19, 2016
IMC FINANCIAL MARKETS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 56
Date: 12/2/2013
Proprietary Trader Qualification ExaminationCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
MEMX LLC
NYSE American LLC
NYSE Arca, Inc.
Nasdaq BX, Inc.
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
DRW EXECUTION SERVICES, LLC
CRD#: 290408 / SEC#: , 8-70030
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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