Jorge Soriano

FINANCIAL OPTIMIST LLC

Saint Petersburg, FL

Some features on this profile are disabled

CRD#: 5772822

Professional summary

Jorge Soriano, CFP®, who also goes by Jorge Soriano-fernandez, is a registered financial advisor currently at FINANCIAL OPTIMIST LLC located in Saint Petersburg, Florida.

Jorge is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Jorge has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

What are your service offerings?

Employee and Employer Plan Ben...

Insurance Planning

Estate Planning

Tax Planning

Investment Planning

Retirement Planning

Comprehensive Financial Planni...

Do you have an area of expertise or specialization?

Cash Flow/Budgets/Credit Issue...

Financial Psychology/Coaching

Fixed Fee (Subscription, Retai...

Hourly

Investment Advice without Ongo...

Real Estate Investments

Are you a "fiduciary"?

Yes

Aliases

Jorge Soriano-Fernandez

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Jorge Soriano is currently employed as the Tax Live Expert at Intuit. He does not have signatory authority over client accounts in that role. This activity accounts for approximately 25% of his time during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jorge Soriano's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2016

Experience

Current

January 22, 2021 - Present

FINANCIAL OPTIMIST LLC

RIA

CRD#: 311640

Saint Petersburg, FL

Past

January 10, 2018 - January 19, 2021

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

TAMPA, FL

Past

January 5, 2018 - January 19, 2021

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

TAMPA, FL

Past

June 3, 2013 - January 3, 2018

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

TAMPA, FL

Past

October 1, 2012 - January 3, 2018

J.P. MORGAN SECURITIES LLC

CRD#: 79

TAMPA, FL

Past

June 25, 2012 - October 1, 2012

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

TAMPA, FL

Past

September 29, 2011 - June 5, 2012

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ST PETERSBURG, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(1/22/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/22/2013

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/28/2011

General Securities Representative Examination

Current Firm

FINANCIAL OPTIMIST LLC

FINANCIAL OPTIMIST LLC | FINANCIAL PLANNING FOR GOOD LLC | FINANCIAL PLANNING FOR GOOD

CRD#: 311640 / SEC#:

Florida

Registered Investment Advisory firm - (1/22/2021 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Saint Petersburg, FL

Mailing Address

Phone number

(813) 369-2391

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jorge Soriano

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jorge Soriano's CRS (Customer Relationship Summary).

Certified licenses

Experience

FINANCIAL OPTIMIST LLC

CETERA INVESTMENT ADVISERS LLC

CETERA INVESTMENT SERVICES LLC

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

CHASE INVESTMENT SERVICES CORP.

RAYMOND JAMES FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 5/22/2013

SIE

Date: 10/1/2018

Series 7

Date: 9/28/2011

Current Firm

FINANCIAL OPTIMIST LLC

Contact information

Documents

Red Flags

Company Information

FINANCIAL OPTIMIST LLC

TRUST BUT VERIFY

Contact information

Similar Advisors