Khalid O. Saeed
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Khalid Osman Saeed was a registered financial professional .
Khalid is a previously registered financial professional and started their career in finance in 2010. Khalid had worked at 2 firms and has passed the SIE and Series 17 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 20, 2013 - September 28, 2018
MAINFIRST SECURITIES US INC.
March 11, 2011 - September 23, 2013
COMMERZ MARKETS LLC
September 16, 2010 - January 21, 2011
MAINFIRST SECURITIES US INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 17
Date: 9/15/2010
Limited Registered Representative ExaminationCurrent Firm
MAINFIRST SECURITIES US INC.
CRD#: 150982 / SEC#: , 8-68320
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STIFEL NICOLAUS EUROPE LIMITED | OWNER | |
| ATTARZADEH, EBRAHIM | PRINCIPAL | 5731255 |
| GIBB, MITCHELL WILSON | CHIEF COMPLIANCE OFFICER | 5456377 |
| GROSS, ANDREW PAUL | CHIEF EXECUTIVE OFFICER/PRESIDENT | 2402407 |
| KIRCHNER, BJOERN LUTZ | CHIEF FINANCIAL OFFICER/TREASURER/FINOP | 5696332 |
| OLEARY, EITHNE MARIA | DIRECTOR | 7118495 |
| OWEN, JOHN RICHARD | DIRECTOR | 7117746 |
Red Flags
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