Scott G. Weiss
WEISS FINANCIAL GROUP LLC
Mahopac, NY 10541
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CRD#: 5772766
Professional summary
Scott G Weiss, CFP® is a registered financial advisor currently at WEISS FINANCIAL GROUP LLC located in Mahopac, New York.
Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Scott has worked at 3 firms and has passed the Series 66 and Series 7 exams.
Biography
> HOW I CAN HELP YOU
I specialize in assisting pre-retirees and retirees who need help with their retirement plan and want to delegate their investment management program to an advisor.
By using a combination of comprehensive financial planning and investment management services I help my clients think through difficult financial trade offs and come up with solutions that provide peace of mind.
If you are looking for someone you can trust to explain complicated financial issues in a clear way while helping you get to and through retirement, you’ve come to the right place.
> WHAT MAKES ME DIFFERENT
I was previously an art director at Money Magazine and Mutual Funds Magazine where I worked for nearly 12 years helping readers better understand personal finance topics. I am adept at making complex financial issues easy to understand, love solving problems, and skilled at keeping people on task to accomplish their goals.
As a career changer and father of two young children, I know what it takes to care for a family while simultaneously working toward achieving personal goals. I truly enjoy collaborating with my clients and helping them live their best financial life.
> MY LINKS
LinkedIn: https://www.linkedin.com/in/scottgweiss
Facebook: https://www.facebook.com/WeissFinancialGroup
Blog: https://www.mahopacmoney.com
Question & Answer
What are your service offerings?
Life Transitions
Investment Planning
Retirement Income Management
Retirement Planning
Comprehensive Financial Planni...
Do you have an area of expertise or specialization?
AUM
Baby Boomers
Fixed Fee (Subscription, Retai...
Generation X
Investment Advice with Ongoing...
Retirement Planning & Distribu...
What is your minimum asset requirement?
500K
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Scott G. Weiss is the managing member of Weiss Advisory Group.
CRS (Client Relationship Summary) - RIA
Click below to view Scott G Weiss's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2012
Experience
Current
January 3, 2012 - Present
WEISS FINANCIAL GROUP LLC
Office #1: 704 Route 6, Mahopac, NY 10541RIA
CRD#: 159331
Mahopac, NY
Past
December 10, 2010 - January 9, 2012
ASSET & FINANCIAL PLANNING, LTD
RIA
CRD#: 110709
MAHOPAC, NY
Past
March 29, 2010 - January 9, 2012
PRIME CAPITAL SERVICES, INC.
BD
CRD#: 18334
MAHOPAC, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WEISS FINANCIAL GROUP LLC
WEISS FINANCIAL GROUP LLC | WEISS FINANCIAL GROUP, LLC
CRD#: 159331 / SEC#: 801-72871
RIA
Registered Investment Advisory firm - (12/2/2011 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Connecticut(1/3/2012)
IAR
New York(10/16/2021)
IAR
Texas(9/27/2021)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
WEISS FINANCIAL GROUP LLC
WEISS FINANCIAL GROUP LLC | WEISS FINANCIAL GROUP, LLC
CRD#: 159331 / SEC#: 801-72871
RIA
Registered Investment Advisory firm - (12/2/2011 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
704 Route 6, Mahopac, NY 10541
Mailing Address
Phone number
(845) 621-4700
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 247 |
| AUM (Assets Under Management) | $ 76,153,515 |
Red Flags
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Company Information
WEISS FINANCIAL GROUP LLC
CRD#: 159331Mahopac, NY 10541TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
