William Given Masters
Professional Summary
William Given Masters, who also goes by William G Masters, William Masters, is a registered financial advisor currently at DASH FINANCIAL TECHNOLOGIES LLC located in Jersey City, New Jersey. William is registered as a RR (Registered Representative) and started their career in finance in 2014. William has worked at 4 firms and has passed the Series 66, SIE, Series 7, Series 9 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
William G Masters, William Masters
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Contact Information
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Disclosures on record.
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Years of Experience
12 years in the financial services industry
Current & Past Employments
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Current Firm
DASH FINANCIAL LLC | ELECTRONIC BROKERAGE SYSTEMS, LLC | ELECTRONIC BROKERAGE SYSTEMS, INC. | DASH FINANCIAL TECHNOLOGIES LLC
Contact Information
Main Address
200 S.wacker Drive Suite 2450, Chicago, IL 60606Mailing Address
200 S.wacker Drive Suite 2450, Chicago, IL 60606Phone Number
(312) 986-2006Established
Delaware since 12/18/2001Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (26 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(11/29/2017)
(11/29/2017)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 9 — General Securities Sales Supervisor - Options Module Examination
Passed May 2017About the Series 9 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view William Given Masters's CRS (Customer Relationship Summary).
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