Yung J. Lin

LIN CAPITAL MANAGEMENT

Seattle, WA 98103

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CRD#: 5772353

Professional summary

Yung Jer Lin MR., who also goes by Jj Lin, is a registered financial advisor currently at LIN CAPITAL MANAGEMENT, LLC located in Seattle, Washington.

Yung is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Yung has worked at 2 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jj Lin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Seattle Chinese Culture and Arts Association; Board Member of Non-Profit Organization; Director; 5 hours per month; 0 Hours during trading day; Not Investment Related. Lin Capital Management, Issaquah, Washington; Investment Advisor for a private fund; Management of private fund, including portfolio management and allocation of client assets; Officer; 100 Hours per month; 20 Hours per week during trading day; Partner; Investment Related. Tree Ring Capital Management; Issaquah, Washington; Investment Adviser to Mutual Fund; Management of a mutual fund, including portfolio allocation, trading and reporting; officer; 100 hours per month; 20 hours per week during trading day; Owner; Investment Related.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Yung Jer Lin MR.'s CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 22, 2010 - Present

LIN CAPITAL MANAGEMENT, LLC

Office #1: 4314 Bagley Ave N, Seattle, WA 98103

RIA

CRD#: 153301

Seattle, WA

Past

May 4, 2016 - February 12, 2021

CEROS FINANCIAL SERVICES, INC.

CRD#: 37869

Issaquah, WA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(10/22/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 5/4/2016

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 2/20/2010

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/23/2016

General Securities Representative Examination

Current Firm

LIN CAPITAL MANAGEMENT, LLC

CRD#: 153301 / SEC#:

Washington

Registered Investment Advisory firm - (10/22/2010 Approved)

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Contact information

Main Address

4314 Bagley Ave N, Seattle, WA 98103

Mailing Address

Phone number

(425) 283-8184

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	1
AUM (Assets Under Management)	$ 16,980,708

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Yung J. Lin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Yung Jer Lin MR.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

LIN CAPITAL MANAGEMENT, LLC

CEROS FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 5/4/2016

Series 65

Date: 2/20/2010

SIE

Date: 10/1/2018

Series 7

Date: 4/23/2016

Current Firm

LIN CAPITAL MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

LIN CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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