Andrew C. Stewart
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrew Colin Stewart, who also goes by Andrew Stewart, was a registered financial professional .
Andrew is a previously registered financial professional and started their career in finance in 2011. Andrew had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 4, 2017 - February 19, 2018
SOURCE FINANCIAL ADVISORS, LLC
September 26, 2012 - May 4, 2017
PURSHE KAPLAN STERLING INVESTMENTS
March 28, 2012 - September 19, 2012
LEBENTHAL ASSET MANAGEMENT, LLC
February 25, 2011 - September 19, 2012
LEBENTHAL & CO., LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SOURCE FINANCIAL ADVISORS, LLC
CRD#: 164825 / SEC#: 801-77037
Contact information
Regulatory assets under management
| Total Number of Accounts | 452 |
| AUM (Assets Under Management) | $ 519,475,702 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
