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AH

Andrew P. Hall

ABEL HALL
Baton Rouge, LA 70810
Some features on this profile are disabled
CRD#: 5772174
AH

Professional summary

Andrew Philips Hall, who also goes by Andrew P Hall, Drew Hall, is a registered financial advisor currently at ABEL HALL, LLC located in Baton Rouge, Louisiana.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Andrew has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Andrew P Hall | Drew Hall

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Abel Hall, LLC., Start Date: 06/07/2019, 9270 Siegen Lane, Ste 202, Baton Rouge, LA 70810, LLC, RIA, Financial Advisor, To help people accumulate and distribute wealth, Investment Related, 160 hours per month, 7 hours per day during trading hours. 2. Andrew Philips Hall, Start Date: 10/01/2012, 9270 Siegen Lane, Baton Rouge, LA 70810, LLC, Insurance, Agent, Insurance Production, Not Investment Related, 8 hours per month, 1 hour per day during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Philips Hall's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 8, 2019 - Present

ABEL HALL, LLC

Office #1: 9270 Siegen Lane Suite 202, Baton Rouge, LA 70810
RIA
CRD#: 302076
Baton Rouge, LA
Past

July 16, 2020 - August 6, 2025

LEVEL FOUR FINANCIAL, LLC

BD
CRD#: 25700
Baton Rouge, LA
Past

June 7, 2019 - July 16, 2020

MUTUAL SECURITIES, INC.

BD
CRD#: 13092
Baton Rouge, LA
Past

August 28, 2012 - June 10, 2019

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA
CRD#: 149018
BATON ROUGE, LA
Past

August 28, 2012 - June 10, 2019

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
BATON ROUGE, LA
Past

August 17, 2011 - August 13, 2012

PRUCO SECURITIES, LLC.

RIA
CRD#: 5685
BATON ROUGE, LA
Past

February 25, 2011 - August 13, 2012

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
NEWARK, NJ
Past

October 28, 2010 - February 18, 2011

NYLIFE SECURITIES LLC

BD
CRD#: 5167
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AH
ABEL HALL, LLC
ABEL HALL FAMILY WEALTH PARTNERS | ABEL HALL, LLC

CRD#: 302076 / SEC#: 801-116674

RIA
Registered Investment Advisory firm - (5/24/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Louisiana
(6/10/2019)
IAR
Texas
(6/8/2019)

Exams

State Security Law Exam
IAR
Series 65
Date: 8/5/2011
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 5/17/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/27/2012
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 10/27/2010
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/18/2015
General Securities Principal Examination

Current Firm

AH
ABEL HALL, LLC
ABEL HALL FAMILY WEALTH PARTNERS | ABEL HALL, LLC

CRD#: 302076 / SEC#: 801-116674

RIA
Registered Investment Advisory firm - (5/24/2019 Approved)
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Contact information

Main Address
9270 Siegen Lane Suite 202, Baton Rouge, LA 70810
Mailing Address
Phone number
(225) 408-4000
Established
Firm type
Fiscal year end
# of Employees
7

SEC notice filing (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (1/29/2025)

Regulatory assets under management

Total Number of Accounts571
AUM (Assets Under Management)$ 400,117,820

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ABEL HALL, LLC

CRD#: 302076Baton Rouge, LA 70810

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