Michael Robert Wiedner
CFP®Professional Summary
Michael Robert Wiedner, CFP®, who also goes by Michael Wiedner, is a registered financial advisor currently at CARSONALLARIA WEALTH MANAGEMENT, LTD. located in Glen Carbon, Illinois and PURSHE KAPLAN STERLING INVESTMENTS located in Glen Carbon, Illinois. Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Michael has worked at 5 firms and has passed the Series 66, SIE, Series 7, Series 10 and...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Michael Wiedner
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
13 years in the financial services industry
Current & Past Employments
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Current Firm
CARSONALLARIA WEALTH MANAGEMENT, LTD. | MERIDIAN FINANCIAL GROUP, LTD.
Contact Information
Main Address
1 Ginger Creek Meadows Dr, Glen Carbon, IL 62034Phone Number
(618) 288-9505# of Employees
9SEC notice filing (5 States and Territories)
Registered to provide investment advisory services in 5 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
1,871AUM (Assets Under Management)
$791,823,560Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
CARSONALLARIA WEALTH MANAGEMENT, LTD. | MERIDIAN FINANCIAL GROUP, LTD.
State Registrations and Notice Filings
(4/8/2019)
(2/20/2020)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Apr 2016About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Feb 2016About the Series 9 examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Michael Robert Wiedner's CRS (Customer Relationship Summary).
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