Michael R. Wiedner

CARSONALLARIA WEALTH MANAGEMENT, LTD.

GLEN CARBON, IL 62034

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CRD#: 5771935

Professional summary

Michael Robert Wiedner, CFP®, who also goes by Michael Wiedner, is a registered financial advisor currently at CARSONALLARIA WEALTH MANAGEMENT, LTD. located in Glen Carbon, Illinois and PURSHE KAPLAN STERLING INVESTMENTS located in Glen Carbon, Illinois.

Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Michael has worked at 5 firms and has passed the Series 66, SIE, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael Wiedner

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) CARSON ALLARIA WEALTH MANAGEMENT. INVESTMENT RELATED BUSINESS. AT REGISTERED LOCATION. NATURE OF BUSINESS IS INVESTING/FINANCIAL PLANNING. TITLE IS OPERATIONS & COMPLIANCE ASSOCIATE. STARTED 3/25/2019. 160 HRS/MO DEVOTED - 160 DURING TRADING. DUTIES ARE COMPLIANCE & DATA ENTRY FOR FINANCIAL PLANNING CLIENTS. 2) PKS FINANCIAL. IVESTMENT RELATED. LOCATED AT 80 STATE ST, ALBANY, NY 12207. FIXED/TRADITIONAL INSURANCE. TITLE IS AGENT. STARTED 03/2020. 2 HRS/MO DEVOTED - 2 HRS DURING TRADING. DUTIES ARE SALE OF FIXED/TRAIDITIONAL INSURANCE PRODUCTS. 3)FINRA. INVESTMENT RELATED. LOCATED AT 1735 K ST., WASHINGTON D.C. 20006. NATURE OF BUSINESS IS REGULATING BD. TITLE IS DISPUTE RESOLUTION ARBITRATOR. STARTED 06/19. 0 HRS/MO DEVOTED - 0 DURING TRADING. LISTENING TO FINRA DISPUTES AND RULES ON CASES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Robert Wiedner's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2018

Experience

Current

April 8, 2019 - Present

CARSONALLARIA WEALTH MANAGEMENT, LTD.

Office #1: 1 Ginger Creek Meadows Dr, Glen Carbon, IL 62034

RIA

CRD#: 157998

GLEN CARBON, IL

Current

February 20, 2020 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 1 Ginger Creek Meadows Drive, Glen Carbon, IL 62034

CRD#: 35747

Glen Carbon, IL

Past

June 25, 2018 - January 11, 2019

EDWARD JONES

RIA

CRD#: 250

GREENVILLE, IL

Past

June 25, 2018 - January 11, 2019

EDWARD JONES

CRD#: 250

GREENVILLE, IL

Past

July 14, 2016 - June 2, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

CLAYTON, MO

Past

July 14, 2016 - June 2, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

CLAYTON, MO

Past

December 2, 2013 - July 14, 2016

STIFEL, NICOLAUS & COMPANY, INCORPORATED

RIA

CRD#: 793

ST LOUIS, MO

Past

July 30, 2013 - July 14, 2016

STIFEL, NICOLAUS & COMPANY, INCORPORATED

CRD#: 793

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CARSONALLARIA WEALTH MANAGEMENT, LTD.

CARSONALLARIA WEALTH MANAGEMENT, LTD. | MERIDIAN FINANCIAL GROUP, LTD.

CRD#: 157998 / SEC#: 801-112867

RIA

Registered Investment Advisory firm - (4/19/2018 Approved)

Illinois

Registered Investment Advisory firm - (4/19/2018 Terminated)

Missouri

Registered Investment Advisory firm - (6/25/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Illinois
(4/8/2019)

Illinois
(2/20/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/26/2013

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/29/2013

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 4/15/2016

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 2/5/2016

General Securities Sales Supervisor - Options Module Examination

SRO Registrations

FINRA

Current Firm

CARSONALLARIA WEALTH MANAGEMENT, LTD.

CARSONALLARIA WEALTH MANAGEMENT, LTD. | MERIDIAN FINANCIAL GROUP, LTD.

CRD#: 157998 / SEC#: 801-112867

RIA

Registered Investment Advisory firm - (4/19/2018 Approved)

Illinois

Registered Investment Advisory firm - (4/19/2018 Terminated)

Missouri

Registered Investment Advisory firm - (6/25/2014 Terminated)

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Contact information

Main Address

1 Ginger Creek Meadows Dr, Glen Carbon, IL 62034

Mailing Address

Phone number

(618) 288-9505

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (6/23/2025)

Regulatory assets under management

Total Number of Accounts	643
AUM (Assets Under Management)	$ 567,460,328

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael R. Wiedner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Robert Wiedner's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

EDWARD JONES

EDWARD JONES

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

STIFEL, NICOLAUS & COMPANY, INCORPORATED

STIFEL, NICOLAUS & COMPANY, INCORPORATED

Primary Firm SEC Registration

CARSONALLARIA WEALTH MANAGEMENT, LTD.

State Registrations and Notice Filings

Exams

Series 66

Date: 11/26/2013

SIE

Date: 10/1/2018

Series 7

Date: 7/29/2013

Series 10

Date: 4/15/2016

Series 9

Date: 2/5/2016

FINRA

Current Firm

CARSONALLARIA WEALTH MANAGEMENT, LTD.

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CARSONALLARIA WEALTH MANAGEMENT, LTD.

TRUST BUT VERIFY

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