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Claude Augustus Diffenderffer

CRD# 5771820·Registered 2010 - 2025
Previously Registered: Being a previously registered professional could mean that Claude is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Claude Augustus Diffenderffer, who also goes by Augie Diffenderffer, C. Augie Diffenderffer IV, C. Augie Diffenderffer, Claude Diffenderffer, Claude Augustus Diffenderffer Iv, was a registered financial advisor. Claude was a previously registered financial professional and started their career in finance 2010 - 2025. Claude had worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Augie Diffenderffer, C. Augie Diffenderffer Iv, C. Augie Diffenderffer, Claude Diffenderffer, Claude Augustus Diffenderffer Iv

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

16 years in the financial services industry

Current & Past Employments

S2K FINANCIAL LLC·CRD# 248786
BD
Orlando, FL
June 7, 2024 - May 1, 2025
T. ROWE PRICE INVESTMENT SERVICES, INC.·CRD# 8348
BD
Owings Mills, MD
August 15, 2019 - February 24, 2022
NEXPOINT SECURITIES, INC.·CRD# 165013
BD
Dallas, TX
May 2, 2017 - January 15, 2019
JANUS HENDERSON DISTRIBUTORS US LLC·CRD# 28832
BD
Denver, CO
June 7, 2013 - April 28, 2017
JACKSON NATIONAL LIFE DISTRIBUTORS LLC·CRD# 40178
BD
Denver, CO
April 26, 2010 - June 5, 2013

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Current Firm

SF
S2K FINANCIAL LLC

BEVINGTON CAPITAL | S2K FINANCIAL LLC

CRD#: 248786 / SEC#: 8-69628
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

9145 Narcoossee Road Suite 207, Orlando, FL 32827

Mailing Address

9145 Narcoossee Road Suite 207, Orlando, FL 32827

Phone Number

(646) 430-6745

Established

Delaware since 05/15/2015

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
S2K PARTNERS CO. LLCMANAGING MEMBER—
KANTOR, STEVEN LLOYDCHIEF EXECUTIVE OFFICER, PRINCIPAL1304537
MALANOSKI, MARY LOUISEFINANCIAL AND OPERATIONS PRINCIPAL731794
PERSAUD, CALVIN RYANCHIEF COMPLIANCE OFFICER/AMLCO3261683

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Sep 2022About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 2010About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Apr 2013About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Apr 2010About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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