James M. Harpst

INFRESH

Findlay, OH 45840

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CRD#: 5771748

Professional summary

James Michael Harpst is a registered financial advisor currently at INFRESH, INC. located in Findlay, Ohio.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. James has worked at 2 firms and has passed the Series 65 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Michael Harpst's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 22, 2011 - Present

INFRESH, INC.

Office #1: 1219 W. Main Cross St. Suite 205, Findlay, OH 45840

RIA

CRD#: 156316

Findlay, OH

Past

March 25, 2010 - October 4, 2010

INVESTACORP, INC.

CRD#: 7684

FINDLAY, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(3/22/2011)

IAR

Texas
(7/23/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/29/2011

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 6

Date: 3/24/2010

Investment Company Products/Variable Contracts Representative Examination

Current Firm

INFRESH, INC.

INFRESH FINANCIAL NETWORK, LLC | INFRESH, INC.

CRD#: 156316 / SEC#:

Ohio

Registered Investment Advisory firm - (3/18/2011 Approved)

Texas

Registered Investment Advisory firm - (7/23/2019 Conditional Restricted)

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Contact information

Main Address

1219 W. Main Cross St. Suite 205, Findlay, OH 45840

Mailing Address

Phone number

(419) 434-0838

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	430
AUM (Assets Under Management)	$ 55,250,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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James M. Harpst

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Michael Harpst's CRS (Customer Relationship Summary).

Certified licenses

Experience

INFRESH, INC.

INVESTACORP, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/29/2011

Series 6

Date: 3/24/2010

Current Firm

INFRESH, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

INFRESH, INC.

TRUST BUT VERIFY

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