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Stuart Lee Mccuan

LIG CAPITAL MANAGEMENT
OKLAHOMA CITY, OK
·CRD# 5771702·16 years experience

Professional Summary

Stuart Lee Mccuan, who also goes by Stuart Mccuan, is a registered financial advisor currently at LIG CAPITAL MANAGEMENT, LLC located in Oklahoma City, Oklahoma. Stuart is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Stuart has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Stuart Mccuan

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

16 years in the financial services industry

Current & Past Employments

LIG CAPITAL MANAGEMENT, LLC·CRD# 130489
RIA
3503 N.w. 63rd Street Suite 100, Oklahoma City, OK 73116-2203
March 3, 2017 - Present
MORGAN STANLEY·CRD# 149777
RIA
Oklahoma City, OK
August 13, 2010 - March 6, 2017
MORGAN STANLEY·CRD# 149777
BD
Oklahoma City, OK
July 8, 2010 - March 6, 2017

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Current Firm

LC
LIG CAPITAL MANAGEMENT, LLC

LIG CAPITAL MANAGEMENT, LLC

CRD#: 130489 / SEC#: 801-125846
RIA
Registered Investment Advisory firm - SEC (6/10/2022 Approved)
Oklahoma
Registered Investment Advisory firm - Oklahoma (6/23/2022 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

3503 N.w. 63rd Street Suite 100, Oklahoma City, OK 73116-2203

Phone Number

(405) 463-3334

# of Employees

4

SEC notice filing (3 States and Territories)

Registered to provide investment advisory services in 3 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

LIG ADV 2 (4/8/2026)

Regulatory Assets Under Management

Total Number of Accounts

820

AUM (Assets Under Management)

$250,406,715

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MCCUAN & ASSOCIATES, NON-INVESTMENT RELATED S-CORP, 4712 INNSBROOK LANE, OKLAHOMA CITY, OK 73142, START DATE 1/24/2017, PRESIDENT, 1-2 HOUR PER MONTH, 0 HOURS PER MONTH DURING TRADING HOURS, GENERAL BUSINESS ADMINISTRATIVE DUTIES

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LC
LIG CAPITAL MANAGEMENT, LLC

LIG CAPITAL MANAGEMENT, LLC

CRD#: 130489 / SEC#: 801-125846
RIA
Registered Investment Advisory firm - SEC (6/10/2022 Approved)
Oklahoma
Registered Investment Advisory firm - Oklahoma (6/23/2022 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Oklahoma
(3/3/2017)
IAR
Texas
(6/13/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Aug 2010About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Mar 2017About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jul 2010About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Stuart Lee Mccuan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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