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WW

William H. Wood

HAZARD & SIEGEL ADVISORY SERVICES LLC
Dewitt, NY 13214
Some features on this profile are disabled
CRD#: 5771520
WW

Professional summary

William Howard Wood, who also goes by Bill Howard Wood, is a registered financial advisor currently at HAZARD & SIEGEL ADVISORY SERVICES LLC located in Dewitt, New York and HAZARD & SIEGEL, INC. located in Dewitt, New York.

William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. William has worked at 8 firms and has passed the Series 66, Series 65, Series 63, Series 7TO, SIE, Series 7, Series 6 and Series 27 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Bill Howard Wood

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Howard Wood's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 1, 2025 - Present

HAZARD & SIEGEL ADVISORY SERVICES LLC

Office #1: 5793 Widewaters Parkway, Dewitt, NY 13214
RIA
CRD#: 151462
Dewitt, NY
Current

June 9, 2025 - Present

HAZARD & SIEGEL, INC.

Office #1: 5793 Widewaters Parkway, Dewitt, NY 13214
BD
CRD#: 2048
Dewitt, NY
Past

January 3, 2017 - August 29, 2018

LINCOLN INVESTMENT

BD
CRD#: 519
SYRACUSE, NY
Past

July 11, 2014 - October 11, 2018

LEGEND ADVISORY, LLC

RIA
CRD#: 104761
SYRACUSE, NY
Past

June 3, 2014 - January 3, 2017

LEGEND EQUITIES CORPORATION

BD
CRD#: 30999
SYRACUSE, NY
Past

August 5, 2013 - May 8, 2014

M&T SECURITIES, INC.

RIA
CRD#: 17358
DEWITT, NY
Past

May 28, 2013 - May 8, 2014

M&T SECURITIES, INC.

BD
CRD#: 17358
DEWITT, NY
Past

July 22, 2011 - May 21, 2013

CITIZENS SECURITIES, INC.

BD
CRD#: 39550
ROCHESTER, NY
Past

January 28, 2011 - July 15, 2011

NYLIFE SECURITIES LLC

BD
CRD#: 5167
DEWITT, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
H&
HAZARD & SIEGEL ADVISORY SERVICES LLC
HAZARD & SIEGEL ADVISORY SERVICES LLC

CRD#: 151462 / SEC#: 801-70690

RIA
Registered Investment Advisory firm - (10/26/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(10/1/2025)
IAR
New York
(10/1/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 6/23/2025
Uniform Combined State Law Examination
State Security Law Exam
IAR
Series 65
Date: 8/2/2013
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 3/1/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 6/9/2025
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 5/10/2025
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/2/2011
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 1/27/2011
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 27
Date: 12/20/2025
Financial and Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm

H&
HAZARD & SIEGEL ADVISORY SERVICES LLC
HAZARD & SIEGEL ADVISORY SERVICES LLC

CRD#: 151462 / SEC#: 801-70690

RIA
Registered Investment Advisory firm - (10/26/2009 Approved)
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Contact information

Main Address
5793 Widewaters Parkway, Dewitt, NY 13214
Mailing Address
P.o. Box 157, Dewitt, NY 13214-0157
Phone number
(315) 414-0722
Established
Firm type
Fiscal year end
# of Employees
24

SEC notice filing (13 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A BROCHURE (4/1/2025)

Regulatory assets under management

Total Number of Accounts294
AUM (Assets Under Management)$ 378,476,990

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HAZARD & SIEGEL ADVISORY SERVICES LLC

CRD#: 151462Dewitt, NY 13214

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