Jeffrey E. Socha

ENTREWEALTH

Austin, TX

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CRD#: 5771483

Professional summary

Jeffrey Edward Socha, who also goes by Jeffrey E Socha, is a registered financial advisor currently at ENTREWEALTH located in Austin, Texas.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Jeffrey has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jeffrey E Socha

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

AMERICAN UNDERGROUND CONSTRUCTION P.O. BOX 29805 AUSTIN, TX 78755 2 HOURS PER MONTH BEGAN 10/2013 INSURANCE SALES; INVESTMENT-RELATED; AUSTIN, TX; INSURANCE AGENT; 2021; APPROXIMATELY 30 HRS/MO DURING TRADING HOURS; SALES OF VARIOUS INSURANCE PRODUCTS. SOCHA CONSULTING; INVESTMENT-RELATED; AUSTIN, TX; OWNER; 2019; APPROXIMATELY 100 HRS/MO DURING TRADING HOURS; INVESTMENT ADVISING, FINANCIAL PLANNING, TAX PLANNING, BUSINESS CONSULTING NATIONAL MERCHANT ASSOCIATION; 10100 WEST CHARLESTON BLVD #210; LAS VEGAS, NV 89135; MERCHANT SERVICES; FIGUREHEAD CFO (NO ACTICE DUTIES); APRIL 2020; 0 HOURS FIRST FINANCIAL RESOURCES, LLC; 100 SPECTRUM CENTER DRIVE, SUITE 400, IRVINE, CA 92618; INSURANCE PRODUCER GROUP; PRINCIPAL; SOCHA GETS TO USE THEIR LIFE INSURANCE CONTRACTS FOR PAYOUTS; NOVEMBER 2015; 0 HOURS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Edward Socha's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 14, 2021 - Present

ENTREWEALTH

RIA

CRD#: 317553

Austin, TX

Past

April 20, 2021 - February 2, 2022

CENTRAL WEALTH MANAGEMENT LLC

RIA

CRD#: 293172

AUSTIN, TX

Past

July 7, 2017 - June 24, 2021

ARK FINANCIAL ADVISORS, LLC

RIA

CRD#: 287588

AUSTIN, TX

Past

October 26, 2015 - February 1, 2018

OAKWELL PRIVATE WEALTH MANAGEMENT

RIA

CRD#: 162096

Austin, TX

Past

May 23, 2013 - December 2, 2015

EAGLE STRATEGIES LLC

RIA

CRD#: 110826

AUSTIN, TX

Past

June 23, 2010 - December 2, 2015

NYLIFE SECURITIES LLC

CRD#: 5167

AUSTIN, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ENTREWEALTH

ENTREWEALTH | SOCHA CAPITAL WEALTH STRATEGIES | SOCHA CAPITAL | ENTREWEALTH, LLC

CRD#: 317553 / SEC#: 801-130035

RIA

Registered Investment Advisory firm - (4/26/2024 Approved)

Texas

Registered Investment Advisory firm - (5/1/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(12/14/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/13/2013

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 6/27/2010

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/2/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/16/2013

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/22/2010

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ENTREWEALTH

ENTREWEALTH | SOCHA CAPITAL WEALTH STRATEGIES | SOCHA CAPITAL | ENTREWEALTH, LLC

CRD#: 317553 / SEC#: 801-130035

RIA

Registered Investment Advisory firm - (4/26/2024 Approved)

Texas

Registered Investment Advisory firm - (5/1/2024 Terminated)

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Contact information

Main Address

1101 Quaker Ridge Dr, Austin, TX 78746

Mailing Address

701 S Capital Of Texas Hwy Ste D420-343, Austin, TX 78746

Phone number

(512) 240-2244

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A, PRIVACY NOTICE (5/21/2025)

Regulatory assets under management

Total Number of Accounts	522
AUM (Assets Under Management)	$ 222,597,035

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jeffrey E. Socha

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Edward Socha's CRS (Customer Relationship Summary).

Certified licenses

Experience

CENTRAL WEALTH MANAGEMENT LLC

ARK FINANCIAL ADVISORS, LLC

OAKWELL PRIVATE WEALTH MANAGEMENT

EAGLE STRATEGIES LLC

NYLIFE SECURITIES LLC

Primary Firm SEC Registration

ENTREWEALTH

State Registrations and Notice Filings

Exams

Series 66

Date: 5/13/2013

Series 63

Date: 6/27/2010

SIE

Date: 12/2/2015

Series 7

Date: 4/16/2013

Series 6

Date: 6/22/2010

Current Firm

ENTREWEALTH

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ENTREWEALTH

TRUST BUT VERIFY

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