Miguel Cabarcas
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Miguel Cabarcas, who also goes by Eli Cabarcas, was a registered financial professional .
Miguel is a previously registered financial professional and started their career in finance in 2010. Miguel had worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 13, 2020 - September 8, 2021
WORDEN CAPITAL MANAGEMENT LLC
March 4, 2013 - January 13, 2020
JOSEPH GUNNAR & CO. LLC
October 27, 2010 - February 11, 2013
REID & RUDIGER LLC
May 20, 2010 - October 19, 2010
NATIONAL SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
WORDEN CAPITAL MANAGEMENT LLC
CRD#: 148366 / SEC#: , 8-68010
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 6 |
| Arbitration | 12 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
