Charles C. Adi

BLUEPRINT 360 LLC

Houston, TX 77006

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CRD#: 5771158

Professional summary

Charles Chizoba Adi, CFP®, who also goes by Charles Adi, is a registered financial advisor currently at BLUEPRINT 360 LLC located in Houston, Texas.

Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Charles has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Charles Adi

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Insurance broker | Investment Related: No| Address: 4306 Yoakum Blvd., Suite 455, Houston, TX 77006 | Nature: Multi-Line Insurance Brokerage | Position: Broker | Start Date: 06/01/2010 | Approx. Hours Per Month: 10-40 | Approx. Trading Hours Per Month: 0 | Description of Duties: Sales and service of insurance products including life, health, disability, long-term care, fixed annuities. 2) myFinancial Roadmap | Investment Related: No | Address: 4306 Yoakum Blvd., Suite 455, Houston, TX 77006 | Nature: Digital platform providing educational content on financial matters | Position: Principal | Start Date: 01/01/2021 | Approx. Hours Per Month: 10-40 | Approx. Trading Hours Per Month: 0 | Description of Duties: Creating and delivering educational content for digital platform.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Chizoba Adi's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2016

Experience

Current

February 9, 2018 - Present

BLUEPRINT 360 LLC

Office #1: 4306 Yoakum Blvd Suite 455, Houston, TX 77006

RIA

CRD#: 292136

Houston, TX

Past

May 21, 2014 - November 28, 2018

WEALTH DEVELOPMENT STRATEGIES INVESTMENT ADVISORY, INC.

RIA

CRD#: 119127

HOUSTON, TX

Past

December 19, 2011 - January 25, 2018

HORNOR, TOWNSEND & KENT, LLC

RIA

CRD#: 4031

HOUSTON, TX

Past

April 25, 2011 - December 31, 2011

WEALTH DEVELOPMENT STRATEGIES INVESTMENT ADVISORY, INC.

RIA

CRD#: 119127

HOUSTON, TX

Past

July 7, 2010 - January 25, 2018

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

HOUSTON, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(2/26/2018)

IAR

Texas
(2/9/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/6/2010

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 1/25/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/5/2010

General Securities Representative Examination

Current Firm

BLUEPRINT 360 LLC

CRD#: 292136 / SEC#:

Louisiana

Registered Investment Advisory firm - (2/26/2018 Approved)

Texas

Registered Investment Advisory firm - (2/9/2018 Approved)

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Contact information

Main Address

4306 Yoakum Boulevard Suite 455, Houston, TX 77006

Mailing Address

Phone number

(832) 736-7402

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	261
AUM (Assets Under Management)	$ 25,351,866

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Charles C. Adi

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Chizoba Adi's CRS (Customer Relationship Summary).

Certified licenses

Experience

BLUEPRINT 360 LLC

WEALTH DEVELOPMENT STRATEGIES INVESTMENT ADVISORY, INC.

HORNOR, TOWNSEND & KENT, LLC

WEALTH DEVELOPMENT STRATEGIES INVESTMENT ADVISORY, INC.

HORNOR, TOWNSEND & KENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/6/2010

SIE

Date: 1/25/2018

Series 7

Date: 7/5/2010

Current Firm

BLUEPRINT 360 LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BLUEPRINT 360 LLC

TRUST BUT VERIFY

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