Douglas A. Ducker

OMEGA WEALTH PRIVATE CAPITAL LLC

FORT WORTH, KY 41011

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CRD#: 5771029

Professional summary

Douglas Alan Ducker, who also goes by Doug Alan Ducker, Douglas A Ducker, Douglas Ducker, is a registered financial advisor currently at OMEGA WEALTH PRIVATE CAPITAL LLC located in Fort Worth, Kentucky.

Douglas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Douglas has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Doug Alan Ducker | Douglas A Ducker | Douglas Ducker

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INSURANCE PRODUCER; INVESTMENT RELATED; FORT WORTH, KY; 02/06/2025; 40 HRS/WK

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas Alan Ducker's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 25, 2025 - Present

OMEGA WEALTH PRIVATE CAPITAL LLC

Office #1: 1710 Fort Henry Dr., Fort Worth, KY 41011

RIA

CRD#: 318012

FORT WORTH, KY

Past

February 15, 2024 - November 4, 2024

GOLDEN RESERVE RETIREMENT, LLC

RIA

CRD#: 283588

Cincinnati, OH

Past

June 13, 2022 - December 7, 2023

VALIC FINANCIAL ADVISORS, INC.

RIA

CRD#: 42803

COLUMBUS, OH

Past

June 7, 2022 - December 7, 2023

VALIC FINANCIAL ADVISORS, INC.

CRD#: 42803

COLUMBUS, OH

Past

July 13, 2018 - March 21, 2022

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

BOSTON, MA

Past

February 4, 2015 - July 13, 2018

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

COVINGTON, KY

Past

June 30, 2014 - March 21, 2022

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

COVINGTON, KY

Past

October 1, 2012 - February 21, 2014

J.P. MORGAN SECURITIES LLC

CRD#: 79

FLORENCE, KY

Past

April 23, 2010 - October 1, 2012

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

FLORENCE, KY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Indiana
(3/18/2025)

IAR

Kentucky
(2/25/2025)

IAR

Ohio
(3/12/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/22/2015

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/30/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/28/2014

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/22/2010

Investment Company Products/Variable Contracts Representative Examination

Current Firm

OMEGA WEALTH PRIVATE CAPITAL LLC

OLSON & WILSON PRIVATE CAPITAL LLC | OMEGA WEALTH PRIVATE CAPITAL LLC

CRD#: 318012 / SEC#:

Indiana

Registered Investment Advisory firm - (11/9/2023 Approved)

Kentucky

Registered Investment Advisory firm - (7/13/2022 Approved)

Ohio

Registered Investment Advisory firm - (1/24/2022 Approved)

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Contact information

Main Address

7870 E. Kemper Road #430, Cincinnati, OH 45249

Mailing Address

Phone number

(513) 657-1072

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	427
AUM (Assets Under Management)	$ 49,028,448

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Douglas A. Ducker

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas Alan Ducker's CRS (Customer Relationship Summary).

Certified licenses

Experience

GOLDEN RESERVE RETIREMENT, LLC

VALIC FINANCIAL ADVISORS, INC.

VALIC FINANCIAL ADVISORS, INC.

FIDELITY PERSONAL AND WORKPLACE ADVISORS

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

J.P. MORGAN SECURITIES LLC

CHASE INVESTMENT SERVICES CORP.

State Registrations and Notice Filings

Exams

Series 66

Date: 1/22/2015

Series 63

Date: 7/30/2011

SIE

Date: 10/1/2018

Series 7

Date: 6/28/2014

Series 6

Date: 4/22/2010

Current Firm

OMEGA WEALTH PRIVATE CAPITAL LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

OMEGA WEALTH PRIVATE CAPITAL LLC

TRUST BUT VERIFY

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