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Douglas A. Ducker

OMEGA WEALTH PRIVATE CAPITAL LLC
FORT WORTH, KY 41011
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CRD#: 5771029
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Professional summary


Douglas Alan Ducker, who also goes by Doug Alan Ducker, Douglas A Ducker, Douglas Ducker, is a registered financial advisor currently at OMEGA WEALTH PRIVATE CAPITAL LLC located in Fort Worth, Kentucky.

Douglas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Douglas has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Doug Alan Ducker | Douglas A Ducker | Douglas Ducker

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
INSURANCE PRODUCER; INVESTMENT RELATED; FORT WORTH, KY; 02/06/2025; 40 HRS/WK

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Douglas Alan Ducker's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

February 25, 2025 - Present

OMEGA WEALTH PRIVATE CAPITAL LLC

Office #1: 1710 Fort Henry Dr., Fort Worth, KY 41011
RIA
CRD#: 318012
FORT WORTH, KY
Past

February 15, 2024 - November 4, 2024

GOLDEN RESERVE RETIREMENT, LLC

RIA
CRD#: 283588
Cincinnati, OH
Past

June 13, 2022 - December 7, 2023

VALIC FINANCIAL ADVISORS, INC.

RIA
CRD#: 42803
COLUMBUS, OH
Past

June 7, 2022 - December 7, 2023

VALIC FINANCIAL ADVISORS, INC.

BD
CRD#: 42803
COLUMBUS, OH
Past

July 13, 2018 - March 21, 2022

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA
CRD#: 288590
BOSTON, MA
Past

February 4, 2015 - July 13, 2018

STRATEGIC ADVISERS LLC

RIA
CRD#: 104555
COVINGTON, KY
Past

June 30, 2014 - March 21, 2022

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
COVINGTON, KY
Past

October 1, 2012 - February 21, 2014

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
FLORENCE, KY
Past

April 23, 2010 - October 1, 2012

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
FLORENCE, KY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Indiana
(3/18/2025)
IAR
Kentucky
(2/25/2025)
IAR
Ohio
(3/12/2025)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 1/22/2015
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


OW
OMEGA WEALTH PRIVATE CAPITAL LLC
OLSON & WILSON PRIVATE CAPITAL LLC | OMEGA WEALTH PRIVATE CAPITAL LLC

CRD#: 318012 / SEC#:

Indiana
Registered Investment Advisory firm - (11/9/2023 Approved)
Kentucky
Registered Investment Advisory firm - (7/13/2022 Approved)
Ohio
Registered Investment Advisory firm - (1/24/2022 Approved)
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Contact information


Main Address
7870 E. Kemper Road #430, Cincinnati, OH 45249
Mailing Address
Phone number
(513) 657-1072
Established
Firm type
Fiscal year end
# of Employees
10

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts427
AUM (Assets Under Management)$ 49,028,448

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


OMEGA WEALTH PRIVATE CAPITAL LLC

CRD#: 318012Fort Worth, KY 41011

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