Kara L. Buss

HN BUSS INVESTING

THOUSAND OAKS, CA

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CRD#: 5770951

Professional summary

Kara L Buss is a registered financial advisor currently at HN BUSS INVESTING located in Thousand Oaks, California.

Kara is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Kara has worked at 3 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I am Owner/ Investment Advisor with both He'e Nalu Investing, INC. and HN Buss Investing Corporation. Both are located at 2829 Townsgate Rd. Suite 100, Westlake Village, CA 91361. I will be closing He'e Nalu Investing and operating an registered investment advisory under HN Buss Investing Corporation once the RIA has been accepted by the DFPI for the state of California.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kara L Buss's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 27, 2025 - Present

HN BUSS INVESTING

RIA

CRD#: 333557

THOUSAND OAKS, CA

Past

January 17, 2024 - June 8, 2025

HE'E NALU INVESTING, INC.

RIA

CRD#: 138278

WESTLAKE VILLAGE, CA

Past

April 14, 2010 - August 18, 2011

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

CALABASAS, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/27/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/15/2023

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/23/2010

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 4/13/2010

Investment Company Products/Variable Contracts Representative Examination

Current Firm

HN BUSS INVESTING

HN BUSS INVESTING | HN BUSS INVESTING, CORPORATION

CRD#: 333557 / SEC#:

California

Registered Investment Advisory firm - (3/27/2025 Approved)

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Contact information

Main Address

Thousand Oaks, CA

Mailing Address

2829 Townsgate Rd Ste 100, Westlake Village, CA 91361

Phone number

(818) 665-5088

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	93
AUM (Assets Under Management)	$ 10,494,446

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Kara L. Buss

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kara L Buss's CRS (Customer Relationship Summary).

Certified licenses

Experience

HN BUSS INVESTING

HE'E NALU INVESTING, INC.

CHASE INVESTMENT SERVICES CORP.

State Registrations and Notice Filings

Exams

Series 65

Date: 11/15/2023

Series 63

Date: 4/23/2010

Series 6

Date: 4/13/2010

Current Firm

HN BUSS INVESTING

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

HN BUSS INVESTING

TRUST BUT VERIFY

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