Christopher R. Whitrock
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Robert Whitrock, who also goes by Christopher Robert Whitcock, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 2010. Christopher had worked at 4 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 9, 2015 - March 4, 2015
RIDGEWAY CONGER ADVISORY SERVICES
January 23, 2013 - December 31, 2014
RIDGEWAY CONGER ADVISORY SERVICES
January 23, 2013 - March 4, 2015
RIDGEWAY & CONGER, INC.
April 2, 2012 - January 29, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 30, 2012 - January 29, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 27, 2010 - December 12, 2011
MORGAN STANLEY
May 7, 2010 - December 12, 2011
MORGAN STANLEY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RIDGEWAY CONGER ADVISORY SERVICES
CRD#: 139372 / SEC#: 801-66272
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
