Brett M. Walters

TBH GLOBAL ASSET MANAGEMENT

Brentwood, TN 37027

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CRD#: 5770574

Professional summary

Brett Michael Walters, CFP®, who also goes by Brett M. Walters, is a registered financial advisor currently at TBH GLOBAL ASSET MANAGEMENT, LLC located in Brentwood, Tennessee.

Brett is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Brett has worked at 6 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brett M. Walters

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brett Michael Walters's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2014

Experience

Current

July 31, 2019 - Present

TBH GLOBAL ASSET MANAGEMENT, LLC

Office #1: 6 Cadillac Dr. Suite 300, Brentwood, TN 37027

RIA

CRD#: 145536

Brentwood, TN

Past

July 28, 2016 - August 9, 2019

TRIDENT FINANCIAL PLANNING

RIA

CRD#: 284042

NASHVILLE, TN

Past

April 20, 2016 - August 8, 2016

KESTRA ADVISORY SERVICES, LLC

RIA

CRD#: 283330

DENVER, CO

Past

October 28, 2013 - August 8, 2016

KESTRA INVESTMENT SERVICES, LLC

RIA

CRD#: 42046

DENVER, CO

Past

October 28, 2013 - August 8, 2016

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

DENVER, CO

Past

September 1, 2010 - October 28, 2013

EDWARD JONES

RIA

CRD#: 250

ENGLEWOOD, CO

Past

July 9, 2010 - October 28, 2013

EDWARD JONES

CRD#: 250

ENGLEWOOD, CO

Past

March 22, 2010 - April 21, 2010

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

DENVER, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TBH GLOBAL ASSET MANAGEMENT, LLC

CRD#: 145536 / SEC#: 801-68624

RIA

Registered Investment Advisory firm - (1/2/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(7/31/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/26/2010

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 8/8/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/12/2010

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/20/2010

Investment Company Products/Variable Contracts Representative Examination

Current Firm

TBH GLOBAL ASSET MANAGEMENT, LLC

CRD#: 145536 / SEC#: 801-68624

RIA

Registered Investment Advisory firm - (1/2/2008 Approved)

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Contact information

Main Address

6 Cadillac Dr. Suite 300, Brentwood, TN 37027

Mailing Address

Phone number

(615) 690-4820

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TBH GLOBAL ASSET MANAGEMENT LLC BROCHURE (3/20/2025)

Regulatory assets under management

Total Number of Accounts	3,627
AUM (Assets Under Management)	$ 1,274,662,966

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
02/26/2025	Cover Page	Report
03/28/2024	Cover Page	Report
02/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brett M. Walters

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brett Michael Walters's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRIDENT FINANCIAL PLANNING

KESTRA ADVISORY SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

EDWARD JONES

EDWARD JONES

FORESTERS FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

TBH GLOBAL ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/26/2010

SIE

Date: 8/8/2016

Series 7

Date: 8/12/2010

Series 6

Date: 3/20/2010

Current Firm

TBH GLOBAL ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

TBH GLOBAL ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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