Lee H. Rycraft

MIDWEST FINANCIAL STRATEGIES

Watertown, SD 57201

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CRD#: 5770413

Professional summary

Lee Harold Rycraft, who also goes by Lee Rycraft, is a registered financial advisor currently at MIDWEST FINANCIAL STRATEGIES located in Watertown, South Dakota.

Lee is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Lee has worked at 5 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Lee Rycraft

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Lee Rycraft - Sole Proprietor. Investment Related. 18th 8th Ave SE, Watertown, SD 57201. Non-variable insurance products. Licensed insurance agent through various insurance carriers. Start January 31, 2024. 5 hours per month during securities trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lee Harold Rycraft's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 9, 2024 - Present

MIDWEST FINANCIAL STRATEGIES

Office #1: 18 8th Ave Se, Watertown, SD 57201

RIA

CRD#: 327281

Watertown, SD

Past

September 25, 2018 - December 31, 2023

BALEFIRE, LLC

RIA

CRD#: 168733

Watertown, SD

Past

September 14, 2018 - February 10, 2022

LPL FINANCIAL LLC

CRD#: 6413

WATERTOWN, SD

Past

August 16, 2010 - September 25, 2018

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

WATERTOWN, SD

Past

July 27, 2010 - September 25, 2018

EQUITABLE ADVISORS, LLC

CRD#: 6627

WATERTOWN, SD

Past

April 26, 2010 - June 16, 2010

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(3/14/2024)

IAR

South Dakota
(1/9/2024)

IAR

Texas
(2/22/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/4/2022

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 8/12/2010

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/23/2010

General Securities Representative Examination

Current Firm

MIDWEST FINANCIAL STRATEGIES

MIDWEST FINANCIAL STRATEGIES | MIDWEST FINANCIAL STRATEGIES LLC

CRD#: 327281 / SEC#:

Minnesota

Registered Investment Advisory firm - (3/14/2024 Approved)

South Dakota

Registered Investment Advisory firm - (6/23/2023 Approved)

Texas

Registered Investment Advisory firm - (2/22/2024 Conditional Restricted)

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Contact information

Main Address

18 8th Ave Se, Watertown, SD 57201

Mailing Address

Phone number

(605) 878-2030

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	229
AUM (Assets Under Management)	$ 31,817,566

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Lee H. Rycraft

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lee Harold Rycraft's CRS (Customer Relationship Summary).

Certified licenses

Experience

MIDWEST FINANCIAL STRATEGIES

BALEFIRE, LLC

LPL FINANCIAL LLC

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

EDWARD JONES

State Registrations and Notice Filings

Exams

Series 65

Date: 2/4/2022

Series 66

Date: 8/12/2010

SIE

Date: 10/1/2018

Series 7

Date: 4/23/2010

Current Firm

MIDWEST FINANCIAL STRATEGIES

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MIDWEST FINANCIAL STRATEGIES

TRUST BUT VERIFY

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