Cathy L. Cristman
LIFEMARK SECURITIES
Richfield Springs, NY 13439
Some features on this profile are disabled
CRD#: 5770223
Professional summary
Cathy L Cristman, CFP®, who also goes by Cathy L Hysack, is a registered financial advisor currently at LIFEMARK SECURITIES CORP. located in Richfield Springs, New York.
Cathy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Cathy has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Cathy L Hysack
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
DBA OF SKYE FINANCIAL SERVICES, LLC USED FOR SECURITIES BUSINESS. 1) DXS PROPERTIES LLC / NOT INVESTMENT RELATED / 528 E. MAIN ST. LITTLE FALLS, NY 13365 / START 12/2019 / 1 HOUR/MONTH / 0 HOURS/MONTH DURING SECURITIES TRADING HOURS / HOLDS REAL ESTATE. 2) LANDLORD / NOT INVESTMENT RELATED / 455 W MAIN STREET, LITTLE FALLS, NY, 85 FLINT AVE, LITTLE FALLS, NY / CO-OWNER / START 8/2018 / 1 HOUR/MONTH / 0 HOURS/MONTH DURING SECURITIES TRADING HOURS. NOTE LOCATION FOR FOLLOWING ACTIVITIES IS SPLIT EVENLY BETWEEN 164 MAIN ST. RICHFIELD SPRINGS, NY 13439 AND 528 E. MAIN ST., LITTLE FALLS, NY 13365 3) SKYE FINANCIAL SERVICES, LLC / INVESTMENT RELATED / INDEPENDENT INSURANCE AGENT / START 05/2021/ 4 HOURS/MONTH / 3 HOURS/MONTH DURING SECURITIES TRADING HOURS / SALES AND SERVICE OF LIFE, ACCIDENT AND HEALTH INSURANCE. 4) CLC TAX SERVICES / NOT INVESTMENT RELATED / TAX PREPARER / START 5/2021 / DURING TAX SEASON 75 HOURS/MONTH, 30 DURING SECURITIES TRADING HOURS / OUTSIDE OF TAX SEASON 3 HOURS/MONTH, O DURING SECURITIES TRADING HOURS / PREPARE TAX RETURNS.
CRS (Client Relationship Summary) - RIA
Click below to view Cathy L Cristman's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Cathy L Cristman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2020
Experience
Current
May 6, 2021 - Present
LIFEMARK SECURITIES CORP.
Office #1: 164 Main St., Richfield Springs, NY 13439Office #2: 528 E. Main St., Little Falls, NY 13365RIA
BD
CRD#: 16204
Richfield Springs, NY
Current
May 3, 2021 - Present
LIFEMARK SECURITIES CORP.
Office #1: 164 Main St., Richfield Springs, NY 13439Office #2: 528 E. Main St., Little Falls, NY 13365RIA
BD
CRD#: 16204
Richfield Springs, NY
Past
August 10, 2020 - May 3, 2021
CADARET, GRANT & CO., INC.
RIA
CRD#: 10641
LITTLE FALLS, NY
Past
November 30, 2017 - May 3, 2021
CADARET, GRANT & CO., INC.
BD
CRD#: 10641
LITTLE FALLS, NY
Past
June 11, 2014 - November 30, 2017
M. GRIFFITH INVESTMENT SERVICES, INC.
BD
CRD#: 2078
NEW HARTFORD, NY
Past
April 9, 2010 - March 28, 2014
M&T SECURITIES, INC.
BD
CRD#: 17358
LITTLE FALLS, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LS
LIFEMARK SECURITIES CORP.
LIFEMARK SECURITIES | PROCORP SECURITIES INCORPORATED | LIFEMARK SECURITIES CORP.
CRD#: 16204 / SEC#: 801-68438, 8-33478
RIA
Registered Investment Advisory firm - SEC (10/17/2007 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Kentucky(11/8/2023)
RR
New York(5/3/2021)
IAR
New York(5/6/2021)
RR
Texas(6/10/2021)
RR
Virginia(11/5/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
LS
LIFEMARK SECURITIES CORP.
LIFEMARK SECURITIES | PROCORP SECURITIES INCORPORATED | LIFEMARK SECURITIES CORP.
CRD#: 16204 / SEC#: 801-68438, 8-33478
RIA
Registered Investment Advisory firm - SEC (10/17/2007 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
400 West Metro Park, Rochester, NY 14623
Mailing Address
400 West Metro Park, Rochester, NY 14623
Phone number
(585) 424-5672
Established
New York since 04/04/1983
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
88
SEC notice filing (46 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KALINOWSKI, ANDREW JOSEPH | VP / BOARD MEMBER/SECRETARY | 263409 |
| MICCICHE, VINCENT JR | TREASURER/ FINOP/PFO/POO | 702149 |
| PRISCO, JAMES JOSEPH | CHIEF EXECUTIVE OFFICER/ CHIEF COMPLIANCE OFFICER | 2653402 |
| PRISCO, JAMES JOSEPH | PRESIDENT / BOARD MEMBER | 2653402 |
| GEORGIEV, ALEXANDRE JR. | CCO OF THE RIA / DIRECTOR OF OPERATIONS | 5307830 |
Regulatory assets under management
| Total Number of Accounts | 2,021 |
| AUM (Assets Under Management) | $ 461,475,636 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
LIFEMARK SECURITIES CORP.
CRD#: 16204Richfield Springs, NY 13439TRUST BUT VERIFY
Monitor Cathy Cristman
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
