GB
Gregory M. Bakke
EXPAND FINANCIAL
Littleton, CO
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CRD#: 5770043
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Professional summary
Gregory Michael Bakke, who also goes by Greg Bakke, Gregory M Bakke, is a registered financial advisor currently at EXPAND FINANCIAL, LLC located in Littleton, Colorado.
Gregory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Gregory has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Greg Bakke | Gregory M Bakke
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1). EXPAND FINANCIAL LLC, NON-INVESTMENT RELATED; 6423 S. SYCAMORE STREET, LITTLETON COLORADO, 80120, TECHNOLOGY SOLUTIONS FOR RETIREMENT PLANS; 11/2008; HOURS PER MONTH; PRESIDENT & CIO; 110 HOURS PER MONTH, 110 HOURS DURING TRADING HOURS. 2). EXPAND FINANCIAL SYSTEMS, LLC; NON-INVESTMENT RELATED; 6423 S. SYCAMORE STREET, LITTLETON COLORADO, 80120 TECHNOLOGY FOR THE FINANCIAL SERVICES INDUSTRY RELATED TO RETIREMENT PLAN ADVISORY; PARTNER; RESPONSIBLE FOR ALL TECHNOLOGY DESIGN AND SALES, 0 HOURS PER MONTH. 3). EXPAND REVENUE MANAGEMENT, LLC; NON-INVESTMENT RELATED; 6423 S. SYCAMORE STREET, LITTLETON COLORADO, 80120; REVENUE MANAGEMENT TECHNOLOGY AND SERVICES IN THE RETIREMENT PLAN INDUSTRY; MANAGING PARTNER; 45HOURS PER MONTH, 0 TRADING HOURS. 4). FIDUCIARY INSIGHT LLC; NON-INVESTMENT RELATED; 6041 SOUTH SYRACUSE WAY, SUITE 200, GREENWOOD VILLAGE, COLORADO 80111 PROVIDES TECHNOLOGY BASED FIDUCIARY SUPPORT TO RETIREMENT PLANS; 5 HOURS PER MONTH. 5). INSURANCE LICENSE; NON-INVESTMENT RELATED; 6423 S. SYCAMORE STREET, LITTLETON COLORADO, 80120; RECOMMENDS INSURANCE PRODUCTS OFFERED BY VARIOUS INSURANCE CARRIERS
CRS (Client Relationship Summary) - RIA
Click below to view Gregory Michael Bakke's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 30, 2021 - Present
EXPAND FINANCIAL, LLC
RIA
CRD#: 152515
Littleton, CO
Past
November 1, 2021 - January 2, 2024
NEWEDGE ADVISORS
RIA
CRD#: 171351
LITTLETON, CO
Past
January 2, 2013 - November 1, 2021
MID ATLANTIC FINANCIAL MANAGEMENT, INC.
RIA
CRD#: 109771
LITTLETON, CO
Past
January 2, 2013 - September 14, 2015
NEWEDGE SECURITIES, LLC
BD
CRD#: 10674
PITTSBURGH, PA
Past
July 2, 2012 - December 31, 2012
FIRST ALLIED ADVISORY SERVICES, INC.
RIA
CRD#: 137888
DENVER, CO
Past
April 7, 2011 - July 2, 2012
FIRST ALLIED SECURITIES, INC.
RIA
CRD#: 32444
DENVER, CO
Past
July 21, 2010 - December 31, 2012
FIRST ALLIED SECURITIES, INC.
BD
CRD#: 32444
DENVER, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EF
EXPAND FINANCIAL, LLC
BACK OFFICE ADVISORS, LLC | SUMMIT BENEFIT SOLUTIONS, INC. | EXPAND FINANCIAL, LLC | BOA, LLC | BOA
CRD#: 152515 / SEC#: 801-121644
RIA
Registered Investment Advisory firm - (6/28/2021 Approved)Ohio
Registered Investment Advisory firm - (7/13/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Colorado(12/2/2024)
IAR
Texas(1/4/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
EF
EXPAND FINANCIAL, LLC
BACK OFFICE ADVISORS, LLC | SUMMIT BENEFIT SOLUTIONS, INC. | EXPAND FINANCIAL, LLC | BOA, LLC | BOA
CRD#: 152515 / SEC#: 801-121644
RIA
Registered Investment Advisory firm - (6/28/2021 Approved)Ohio
Registered Investment Advisory firm - (7/13/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Littleton, CO
Mailing Address
Phone number
(720) 387-8158
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (43 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,670 |
| AUM (Assets Under Management) | $ 1,835,744,176 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/10/2025 | ||
| 11/14/2023 | ||
| 12/14/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
