Gregory Michael Bakke

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Contact Information

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Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

16 years registered in the securities industry

Current & Past Employments

Current

EXPAND FINANCIAL, LLCCurrent·CRD# 152515

RIA

Littleton, CO

May 30, 2021 - Present

Past

NEWEDGE ADVISORSPast·CRD# 171351

RIA

Littleton, CO

November 1, 2021 - January 2, 2024

MID ATLANTIC FINANCIAL MANAGEMENT, INC.Past·CRD# 109771

RIA

Littleton, CO

January 2, 2013 - November 1, 2021

NEWEDGE SECURITIES, LLCPast·CRD# 10674

BD

Pittsburgh, PA

January 2, 2013 - September 14, 2015

FIRST ALLIED ADVISORY SERVICES, INC.Past·CRD# 137888

RIA

Denver, CO

July 2, 2012 - December 31, 2012

FIRST ALLIED SECURITIES, INC.Past·CRD# 32444

BD

Denver, CO

July 21, 2010 - December 31, 2012

FIRST ALLIED SECURITIES, INC.Past·CRD# 32444

RIA

Denver, CO

April 7, 2011 - July 2, 2012

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Current Firm

EF

EXPAND FINANCIAL, LLC

CRD#: 152515 / SEC#: 801-121644

RIA

Registered Investment Advisory firm - SEC (6/28/2021 Approved)

Ohio

Registered Investment Advisory firm - Ohio (7/13/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

Littleton, CO

Phone Number

(720) 387-8158

# of Employees

6

SEC notice filing (45 States and Territories)

Registered to provide investment advisory services in 45 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

2A BROCHURE (9/23/2026)

Regulatory Assets Under Management

Total Number of Accounts

1,959

AUM (Assets Under Management)

$2,772,194,954

Accountant Surprise Examination Report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/10/2025	Cover Page	Report
11/14/2023	Cover Page	Report

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1). EXPAND FINANCIAL LLC, NON-INVESTMENT RELATED; 6423 S. SYCAMORE STREET, LITTLETON COLORADO, 80120, TECHNOLOGY SOLUTIONS FOR RETIREMENT PLANS; 11/2008; HOURS PER MONTH; PRESIDENT & CIO; 110 HOURS PER MONTH, 110 HOURS DURING TRADING HOURS. 2). EXPAND FINANCIAL SYSTEMS, LLC; NON-INVESTMENT RELATED; 6423 S. SYCAMORE STREET, LITTLETON COLORADO, 80120 TECHNOLOGY FOR THE FINANCIAL SERVICES INDUSTRY RELATED TO RETIREMENT PLAN ADVISORY; PARTNER; RESPONSIBLE FOR ALL TECHNOLOGY DESIGN AND SALES, 0 HOURS PER MONTH. 3). EXPAND REVENUE MANAGEMENT, LLC; NON-INVESTMENT RELATED; 6423 S. SYCAMORE STREET, LITTLETON COLORADO, 80120; REVENUE MANAGEMENT TECHNOLOGY AND SERVICES IN THE RETIREMENT PLAN INDUSTRY; MANAGING PARTNER; 45HOURS PER MONTH, 0 TRADING HOURS. 4). FIDUCIARY INSIGHT LLC; NON-INVESTMENT RELATED; 6041 SOUTH SYRACUSE WAY, SUITE 200, GREENWOOD VILLAGE, COLORADO 80111 PROVIDES TECHNOLOGY BASED FIDUCIARY SUPPORT TO RETIREMENT PLANS; 5 HOURS PER MONTH. 5). INSURANCE LICENSE; NON-INVESTMENT RELATED; 6423 S. SYCAMORE STREET, LITTLETON COLORADO, 80120; RECOMMENDS INSURANCE PRODUCTS OFFERED BY VARIOUS INSURANCE CARRIERS

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EF

EXPAND FINANCIAL, LLC

CRD#: 152515 / SEC#: 801-121644

RIA

Registered Investment Advisory firm - SEC (6/28/2021 Approved)

Ohio

Registered Investment Advisory firm - Ohio (7/13/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

IAR

Colorado
(12/2/2024)

IAR

Texas
(1/4/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.