Kristy Hillukka
Professional summary
Kristy Hillukka, who also goes by Kristy J Algate, Kristy Jean Algate, Kristy Jean Hillukka, Kristy J Phillips, Kristy Jean Phillips, Kristy Jean Ulrey, is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Blaine, Minnesota.
Kristy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Kristy has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Kristy Hillukka's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Kristy Hillukka's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 10, 2026 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #2: 600 Portland Ave S Msc 7100, Minneapolis, MN 55415April 10, 2026 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 600 Portland Ave S Msc 7100, Minneapolis, MN 55415May 12, 2025 - April 8, 2026
LEVEL FOUR ADVISORY SERVICES
May 12, 2025 - April 8, 2026
LEVEL FOUR FINANCIAL, LLC
May 29, 2024 - May 2, 2025
HORNOR, TOWNSEND & KENT, LLC
May 24, 2024 - May 2, 2025
HORNOR, TOWNSEND & KENT, LLC
June 21, 2010 - May 28, 2024
THRIVENT INVESTMENT MANAGEMENT INC.
June 14, 2010 - May 28, 2024
THRIVENT INVESTMENT MANAGEMENT INC.
Primary Firm SEC Registration
THRIVENT INVESTMENT MANAGEMENT INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
FINRA
Current Firm
THRIVENT INVESTMENT MANAGEMENT INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/22/2026 | ||
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.