CH
Connor C. Humphrey
TFO FAMILY OFFICE PARTNERS
Phoenix, AZ 85018
Some features on this profile are disabled
CRD#: 5769897
CH
Professional summary
Connor Charles Humphrey, CFP® is a registered financial advisor currently at TFO FAMILY OFFICE PARTNERS located in Phoenix, Arizona.
Connor is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Connor has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Residential Rental Property, non-investment related, own/manage two different rental properties, 1 - 5 hours during non-business hours, 0 hours during business hours; non-profit business; 2) Grand Canyon Conservancy; not investment related; PO Box 399, Grand Canyon, AZ 86023; serving on the planned giving advisor council; His role is to help guide the Conservancy and provide planning ideas; Start: December 2022; 1-5 hours per month devoted; 1-5 hours per month during securities trading hours; Duties: Attend meetings to learn about GCC and serve as a resource to GCC regarding their philanthropy.
CRS (Client Relationship Summary) - RIA
Click below to view Connor Charles Humphrey's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
December 23, 2015 - Present
TFO FAMILY OFFICE PARTNERS
Office #1: 5060 North 40th Street Suite 200, Phoenix, AZ 85018RIA
CRD#: 159440
Phoenix, AZ
Past
January 12, 2012 - October 29, 2013
TFO FAMILY OFFICE PARTNERS
RIA
CRD#: 159440
PHOENIX, AZ
Past
August 24, 2010 - December 5, 2011
GFO ADVISORY SERVICES, LLC
RIA
CRD#: 109278
GREENWICH, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TFO FAMILY OFFICE PARTNERS
TFO FAMILY OFFICE PARTNERS | TFO PHOENIX, INC. | TFO FAMILY OFFICE PARTNERS, LLC | TFO FAMILY OFFICE PARTNERS, INC.
CRD#: 159440 / SEC#: 801-72840
RIA
Registered Investment Advisory firm - (11/8/2011 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(12/23/2015)
IAR
Texas(1/24/2020)
Current Firm
TFO FAMILY OFFICE PARTNERS
TFO FAMILY OFFICE PARTNERS | TFO PHOENIX, INC. | TFO FAMILY OFFICE PARTNERS, LLC | TFO FAMILY OFFICE PARTNERS, INC.
CRD#: 159440 / SEC#: 801-72840
RIA
Registered Investment Advisory firm - (11/8/2011 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
5060 North 40th Street Suite 200, Phoenix, AZ 85018
Mailing Address
Phone number
(602) 466-2611
Established
Firm type
Fiscal year end
# of Employees
80
SEC notice filing (33 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,939 |
| AUM (Assets Under Management) | $ 4,167,483,722 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/14/2024 | ||
| 09/20/2023 | ||
| 01/23/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
