Steven Houry
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Houry, who also goes by Steven Moshe Houry, Steven Houry, was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 2010. Steven had worked at 5 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 1, 2024 - September 26, 2024
MAGEN FINANCIAL LLC
October 24, 2019 - March 17, 2023
BGC FINANCIAL, L.P.
June 26, 2012 - May 31, 2019
EXANE, INC.
September 13, 2011 - March 15, 2012
LOUIS CAPITAL MARKETS, LLC
May 18, 2010 - December 16, 2010
BNP PARIBAS SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MAGEN FINANCIAL LLC
CRD#: 305174 / SEC#: , 8-70397
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
