Nathan J. Brooks

25 FINANCIAL

IOWA CITY, IA

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CRD#: 5769694

Professional summary

Nathan James Brooks is a registered financial advisor currently at 25 FINANCIAL located in Iowa City, Iowa.

Nathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Nathan has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INSURANCE SALES: FIXED DISABILITY & TERM LIFE INSURANCE THROUGH AN AGENCY; CONTRACTOR; START DATE = 12/2017; 1 HR/MTH.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nathan James Brooks's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 30, 2022 - Present

25 FINANCIAL

RIA

CRD#: 317916

IOWA CITY, IA

Past

November 3, 2017 - November 7, 2023

ARETE WEALTH ADVISORS, LLC

RIA

CRD#: 145488

Iowa City, IA

Past

November 3, 2017 - November 7, 2023

ARETE WEALTH MANAGEMENT, LLC

CRD#: 44856

CHICAGO, IL

Past

January 20, 2016 - November 7, 2017

LARSON FINANCIAL GROUP, LLC

RIA

CRD#: 140599

Iowa City, IA

Past

October 1, 2010 - January 19, 2016

LARSON FINANCIAL GROUP, LLC

RIA

CRD#: 140599

Iowa City, IA

Past

August 5, 2010 - November 7, 2017

LARSON FINANCIAL SECURITIES, LLC

CRD#: 152517

Clarendon Hills, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

25 FINANCIAL

25 FINANCIAL | 25, LLC

CRD#: 317916 / SEC#: 801-123213

RIA

Registered Investment Advisory firm - (2/11/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Iowa
(3/30/2022)

IAR

Texas
(3/30/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/30/2010

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/4/2010

General Securities Representative Examination

Current Firm

25 FINANCIAL

25 FINANCIAL | 25, LLC

CRD#: 317916 / SEC#: 801-123213

RIA

Registered Investment Advisory firm - (2/11/2022 Approved)

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Contact information

Main Address

135 West Adams Avenue, Saint Louis, MO 63122

Mailing Address

Phone number

(314) 530-2858

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (23 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV2A (4/2/2025)

Regulatory assets under management

Total Number of Accounts	2,700
AUM (Assets Under Management)	$ 415,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Nathan J. Brooks

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nathan James Brooks's CRS (Customer Relationship Summary).

Certified licenses

Experience

ARETE WEALTH ADVISORS, LLC

ARETE WEALTH MANAGEMENT, LLC

LARSON FINANCIAL GROUP, LLC

LARSON FINANCIAL GROUP, LLC

LARSON FINANCIAL SECURITIES, LLC

Primary Firm SEC Registration

25 FINANCIAL

State Registrations and Notice Filings

Exams

Series 66

Date: 9/30/2010

SIE

Date: 10/1/2018

Series 7

Date: 8/4/2010

Current Firm

25 FINANCIAL

Contact information

SEC notice filing (23 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

25 FINANCIAL

TRUST BUT VERIFY

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