Silas M. Cooley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Silas Marion Cooley was a registered financial professional .
Silas is a previously registered financial professional and started their career in finance in 2010. Silas had worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 3, 2014 - December 5, 2019
BYRON FINANCIAL, LLC
June 30, 2014 - May 31, 2017
M HOLDINGS SECURITIES, INC.
April 9, 2010 - July 30, 2013
VANGUARD MARKETING CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
BYRON FINANCIAL, LLC
CRD#: 141893 / SEC#: 801-68802
Contact information
Regulatory assets under management
| Total Number of Accounts | 476 |
| AUM (Assets Under Management) | $ 600,200,366 |
Red Flags
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