James S. Donewald

CRIS CAPITAL, LTD.

Katy, TX 77450

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CRD#: 5769200

Professional summary

James Scott Donewald, who also goes by Jim Donewald, is a registered financial advisor currently at CRIS CAPITAL, LTD. located in Katy, Texas.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. James has worked at 4 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jim Donewald

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CRIS Financial; not investment-related; 810 S. Mason Rd., Katy, TX 77450; insurance; partner; 10/2012; 80 hrs/month during trading hours; independent licensed insurance agent.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Scott Donewald's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 27, 2016 - Present

CRIS CAPITAL, LTD.

Office #1: 810 S Mason Rd Suite 140, Katy, TX 77450

RIA

CRD#: 281642

Katy, TX

Past

August 10, 2011 - January 25, 2016

HORTER INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 119880

KATY, TX

Past

April 20, 2011 - July 20, 2011

REDHAWK WEALTH ADVISORS, INC.

RIA

CRD#: 146616

SCHAUMBURG, IL

Past

March 15, 2010 - April 4, 2011

INTEGRITY ALLIANCE, LLC.

RIA

CRD#: 139627

SCHAUMBURG, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(1/27/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/27/2009

Uniform Investment Adviser Law Examination

Current Firm

CRIS CAPITAL, LTD.

CRIS CAPITAL, LTD. | JAMES SCOTT FINANCIAL LTD . | JAMES SCOTT FINANCIAL LTD

CRD#: 281642 / SEC#:

Texas

Registered Investment Advisory firm - (1/27/2016 Approved)

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Contact information

Main Address

810 S Mason Rd Suite 140, Katy, TX 77450

Mailing Address

Phone number

(281) 665-3081

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	118
AUM (Assets Under Management)	$ 15,036,640

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

James S. Donewald

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Scott Donewald's CRS (Customer Relationship Summary).

Certified licenses

Experience

CRIS CAPITAL, LTD.

HORTER INVESTMENT MANAGEMENT, LLC

REDHAWK WEALTH ADVISORS, INC.

INTEGRITY ALLIANCE, LLC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/27/2009

Current Firm

CRIS CAPITAL, LTD.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CRIS CAPITAL, LTD.

TRUST BUT VERIFY

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