Jason W. Bear

COMPASS WEALTH MANAGEMENT LLC

Guilford, CT 06437

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CRD#: 5768783

Professional summary

Jason W Bear is a registered financial advisor currently at COMPASS WEALTH MANAGEMENT LLC located in Guilford, Connecticut.

Jason is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Jason has worked at 3 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason W Bear's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 15, 2015 - Present

COMPASS WEALTH MANAGEMENT LLC

Office #1: 10 Water Street, Guilford, CT 06437

RIA

CRD#: 106289

Guilford, CT

Past

April 7, 2015 - October 9, 2015

MIZUHO SECURITIES USA LLC

CRD#: 19647

NEW YORK, NY

Past

July 20, 2010 - April 10, 2015

NATWEST MARKETS SECURITIES INC.

CRD#: 11707

STAMFORD, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COMPASS WEALTH MANAGEMENT LLC

COMPASS ASSET MANAGEMENT LLC | MATTHES WILLIAM LEE | COMPASS WEALTH MANAGEMENT LLC | COMPASS ASSET MANAGEMENT, LLC

CRD#: 106289 / SEC#: 801-53805

RIA

Registered Investment Advisory firm - (2/14/1997 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(12/15/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/5/2010

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/9/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 79

Date: 11/21/2010

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 7

Date: 7/19/2010

General Securities Representative Examination

Current Firm

COMPASS WEALTH MANAGEMENT LLC

COMPASS ASSET MANAGEMENT LLC | MATTHES WILLIAM LEE | COMPASS WEALTH MANAGEMENT LLC | COMPASS ASSET MANAGEMENT, LLC

CRD#: 106289 / SEC#: 801-53805

RIA

Registered Investment Advisory firm - (2/14/1997 Approved)

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Contact information

Main Address

10 Water Street, Guilford, CT 06437

Mailing Address

Phone number

(203) 453-7000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

COMPASS ADV2A 032021 (10/8/2025)

COMPASS ADV2A APPENDIX 1 032021 (10/8/2025)

Regulatory assets under management

Total Number of Accounts	895
AUM (Assets Under Management)	$ 609,543,910

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jason W. Bear

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason W Bear's CRS (Customer Relationship Summary).

Certified licenses

Experience

MIZUHO SECURITIES USA LLC

NATWEST MARKETS SECURITIES INC.

Primary Firm SEC Registration

COMPASS WEALTH MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/5/2010

SIE

Date: 10/9/2015

Series 79

Date: 11/21/2010

Series 7

Date: 7/19/2010

Current Firm

COMPASS WEALTH MANAGEMENT LLC

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

COMPASS WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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