Thomas J. Schreiner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas John Schreiner was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 2010. Thomas had worked at 4 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 30, 2012 - May 7, 2016
CENTRIC INVESTMENT GROUP INC
November 16, 2011 - August 29, 2012
CENTRIC INVESTMENT GROUP
July 1, 2010 - July 26, 2011
PARALLEL ADVISORS, LLC
March 23, 2010 - July 6, 2010
WORLD GROUP SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
CENTRIC INVESTMENT GROUP INC
CRD#: 114066 / SEC#: 801-108235
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
