Douglas W. Mccall
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Douglas W Mccall, who also goes by Douglas Wayne Mccall, Douglas Mccall, Doug Mccall, was a registered financial professional .
Douglas is a previously registered financial professional and started their career in finance in 2010. Douglas had worked at 9 firms and has passed the Series 63, Series 65, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 3, 2020 - August 2, 2023
GWN SECURITIES INC.
November 23, 2020 - August 2, 2023
GWN SECURITIES INC.
August 15, 2019 - October 16, 2020
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
August 1, 2019 - October 16, 2020
CAMBRIDGE INVESTMENT RESEARCH, INC.
January 11, 2018 - September 3, 2019
INVESTACORP ADVISORY SERVICES INC
January 8, 2018 - September 3, 2019
INVESTACORP, INC.
June 20, 2017 - December 31, 2017
AMERITAS INVESTMENT COMPANY, LLC
June 15, 2017 - December 31, 2017
AMERITAS INVESTMENT COMPANY, LLC
October 14, 2015 - June 27, 2017
CAPITAL CHOICE INVESTMENT ADVISERS, INC.
July 23, 2015 - June 23, 2017
CCF INVESTMENTS, INC.
July 17, 2015 - July 23, 2015
PFS INVESTMENTS INC.
December 26, 2013 - July 23, 2015
PFS INVESTMENTS INC.
January 10, 2013 - December 26, 2013
PFS INVESTMENTS INC.
July 8, 2010 - December 31, 2012
PFS INVESTMENTS INC.
Primary Firm SEC Registration
GWN SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GWN SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
Contact information
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WORLD INVESTMENT NETWORK | OWNER | |
| BORNHEIMER, LAURA JEANETTE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/ROSFP | 1769643 |
| CORBIN, BRAD JEFFREY | SENIOR VICE PRESIDENT OF BUSINESS DEVELOPMENT AND MARKETING | 1754065 |
| RITTMAN, BARRY RICHARD | CFO FINOP VP | 1997994 |
| WALSH, DENIS STEPHEN | CEO/EXEC DIRECTOR/ MUNICIPAL PRINCIPAL, PRESIDENT | 1124278 |
| WALSH, MARY THERESE | SECRETARY | 2829444 |
Regulatory assets under management
| Total Number of Accounts | 64,207 |
| AUM (Assets Under Management) | $ 3,650,274,405 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.