Robert J. Ventura
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Joseph Ventura was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 2010. Robert had worked at 2 firms and has passed the Series 63, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 30, 2012 - December 31, 2017
BERKSHIRE BRIDGE CAPITAL, LLC
March 15, 2010 - August 31, 2012
RAPTOR PARTNERS LLC
State Registrations and Notice Filings
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Exams
Current Firm
BERKSHIRE BRIDGE CAPITAL, LLC
CRD#: 136006 / SEC#: , 8-66966
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
